Citation index: Parts 9031 - 9039 (Presidential primary matching fund regulations)
The citation index lists numerically, then chronologically, all regulations that have a written Explanation and Justification (E&J).
For each regulation listed, the index provides the subject and the year the rule took effect. Be aware that a citation may cover different subjects over the years. The conversion tables trace the periodic reorganization and renumbering of regulations. The Appendix lists previous citations for any current regulation that has been renumbered. Users of this index are referred to the Appendix by an asterisk next to the subject category in this index. If the E&J simply explains an amendment to the regulation, but not a change in Commission policy or citation, only the year and the page are given for the E&J. To locate a particular E&J for a regulation, simply look up the citation, then match up the subject and year, and click on the year listed.
Part 9031: Scope
Part 9032: Definitions
| Citation | Subsection | Subject | Year |
|---|---|---|---|
| 9032.1 | - | Authorized committee | 1979 |
| - | - | - | 1983 |
| - | - | - | 2024 |
| - | (a) | Inclusions in definition | 1983 |
| - | (b) | * Withdrawal of authorization | 1983 |
| - | (c) | References to candidate | 1983 |
| - | (d) | * Expenditure by committee | 1983 |
| - | - | - | 2024 |
| - | (e) | Delegate committee | 1983 |
| 9032.2 | - | Candidate | 1979 |
| - | - | - | 1983 |
| - | (d) | Time period for disavowal | 1983 |
| 9032.3 | - | Commission | 1979 |
| - | - | - | 1983 |
| - | - | - | 1985 |
| - | - | - | 2017 |
| 9032.4 | - | * Contribution | 1979 |
| - | - | - | 1980 |
| - | - | - | 1983 |
| - | - | - | 2002 |
| 9032.5 | - | Matching payment account | 1979 |
| - | - | - | 1983 |
| 9032.6 | - | Matching payment period | 1979 |
| - | - | - | 1983 |
| 9032.7 | - | Primary election | 1979 |
| - | - | - | 1983 |
| - | (b) | When both party and State sponsor primary elections | 1983 |
| 9032.8 | - | * Political committee | 1979 |
| - | - | - | 1983 |
| 9032.9 | - | Qualified campaign expense | 1979 |
| - | - | - | 1979 |
| - | - | - | 1983 |
| - | - | - | 1995 |
| - | - | - | 2003 |
| - | (a) | Qualified campaign expense | 1979 |
| 1983 | |||
| - | (b) | Expenditures on behalf of candidate | 1979 |
| - | - | - | 1983 |
| - | (c) | Time period for incurring expenses | 1979 |
| 1983 | |||
| - | - | - | 1995 |
| - | - | - | 2003 |
| 9032.10 | - | State | 1979 |
| - | - | Secretary | 1983 |
| 9032.11 | - | * State | 1983 |
| - | - | - | 1999 |
Part 9033: Eligibility for payments
| Citation | Subsection | Subject | Year |
|---|---|---|---|
| 9033.1 | - | Candidate and committee agreements | 1979 |
| - | - | - | 1980 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1998 |
| - | - | - | 2001 |
| - | - | - | 2003 |
| - | - | - | 2009 |
| - | - | - | 2024 |
| - | (a)(1) | Burden of proof that expenditure was incurred | 1979 |
| - | - | * Submission of agreement | 1983 |
| - | - | - | 2024 |
| - | (a)(2) | Documentation of purpose of expenditure | 1979 |
| - | - | Submission of agreement made before Commission review | 1983 |
| - | (a)(3) | Furnishing of bank records | 1979 |
| - | (a)(4) | Documentation of submitted contributions | 1979 |
| - | (a)(5) | Audit and examination-candidate agreement | 1979 |
| - | (a)(6) | Matching fund submissions | 1979 |
| - | (a)(7) | Making of payments | 1979 |
| - | (a)(8) | Agreement to comply with recordkeeping and disclosure requirements | 1979 |
| - | (a)(9) | Payment of civil penalties | 1979 |
| - | (b) | Conditions | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1998 |
| - | - | - | 2001 |
| - | - | - | 2003 |
| - | - | - | 2009 |
| - | - | - | 2024 |
| - | (b)(1) | * Candidate burden of proof | 1983 |
| - | (b)(2) | Agreement to comply with documentation requirements | 1983 |
| - | - | - | 2024 |
| - | (b)(3) | * Explanation of disbursements made by candidate | 1983 |
| - | - | - | 2024 |
| - | (b)(4) | Documentation for matching funds | 1983 |
| - | - | - | 2024 |
| - | (b)(5) | Documentation of receipts and disbursements | 1983 |
| - | - | - | 1987 |
| - | - | - | 1995 |
| - | - | - | 2024 |
| - | (b)(6) | Audit | 1983 |
| - | - | - | 2024 |
| - | (b)(7) | Submission of names of recipient and depository | 1983 |
| - | - | - | 1987 |
| - | - | - | 1995 |
| - | (b)(8) | Submission preparation | 1983 |
| - | - | - | 2024 |
| - | (b)(9) | Compliance requirements | 1983 |
| - | (b)(10) | Payment of civil penalties | 1983 |
| - | - | - | 2003 |
| - | - | - | 2009 |
| - | (b)(11) | Payment of civil penalties | 1995 |
| - | (b)(12) | Use of closed captioning in ads | 1995 |
| - | (b)(13) | Agreement to file electronic reports | 1998 |
| - | - | 9033.1(b)(13) removed | 2001 |
| - | (c) | Suspension of payments to candidate | 1979 |
| - | - | - | 1980 |
| - | - | Subsection (c) deleted | 1983 |
| 9033.2 | - | Candidate and committee certifications; threshold amount | 1979 |
| - | - | - | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 2024 |
| - | (a) | Certification by candidate | 1979 |
| - | - | - | 1983 |
| - | - | - | 2024 |
| - | (a)(1) | * General | 1983 |
| - | - | - | 2024 |
| - | (a)(2) | Submission of certification | 1983 |
| - | (b) | Requirements for certification | 1979 |
| - | - | - | 1979 |
| - | - | - | 1983 |
| - | (b)(3) | * Certification of contributions | 1983 |
| - | (b)(3)(iv) | Contributions from individual who resides in more than one State | 1983 |
| - | (c) | Format requirements for threshold submission | 1979 |
| - | - | Threshold submission | 1983 |
| - | - | - | 2024 |
| - | (f) | Suspension of payments | 1979 |
| 9033.3 | - | Matching payment threshold requirements | 1979 |
| - | - | Expenditure limitation certification | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| 9033.4 | - | Eligibility threshold requirements | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1995 |
| - | (a) | Candidate campaigning in more than one state | 1979 |
| - | - | Determination of satisfaction of requirements | 1983 |
| - | (b) | Termination of payments | 1979 |
| - | - | Determination of failure to satisfy requirements | 1983 |
| - | - | Effect of candidate's past action | 1987 |
| - | - | Subsection (b) deleted | 1995 |
| - | (c) | Last day of matching period | 1979 |
| 9033.5 | - | Determination of inactive candidacy | 1979 |
| - | - | Determination of ineligibility | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 2024 |
| - | (a) | Inactive candidate | 1983 |
| - | - | - | 2024 |
| - | (a)(1) | Date candidate publicly announces inactive candidacy | 1983 |
| - | (a)(2) | Date the candidate notifies the Commission of not actively conducting campaigns in more than one State; | 1983 |
| - | - | - | 2024 |
| (a)(3) | Date which Commission determines inactive candidacy | 1983 | |
| - | (b) | Insufficient votes | 1983 |
| - | - | - | 1991 |
| - | (b)(1) | Refusal to accept certification | 1983 |
| - | (b)(2) | Candidate involved in different primaries on same date | 1983 |
| - | (c) | End of matching payment period | 1983 |
| - | (d) | Re-establishment of eligibility | 1983 |
| - | (e) | Factors considered in determination | 1979 |
| 9033.6 | - | Determination of active candidacy | 1979 |
| - | - | Determination of inactive candidacy | 1983 |
| - | - | - | 1987 |
| - | - | - | 1987 |
| - | (a) | General | 1983 |
| - | - | - | 1987 |
| - | (b) | Factors considered | 1983 |
| - | (b)(5) | Delegates urged to support a different candidate | 1983 |
| - | (b)(6) | Supporters urged to support a different candidate | 1983 |
| - | (c) | Initial determination | 1983 |
| - | (d) | Final determination | 1983 |
| 9033.7 | - | Re-establishment of eligibility | 1979 |
| - | - | Determination of active candidacy | 1983 |
| - | - | - | 1987 |
| - | (b) | Notification of initial determination | 1983 |
| - | - | - | 1987 |
| - | (c) | Procedures for making final determination | 1983 |
| 9033.8 | - | Suspension of payments | 1979 |
| - | - | Re-establishment of eligibility | 1983 |
| - | - | - | 1987 |
| - | (a) | Candidates found to be inactive | 1983 |
| - | (b) | Candidates receiving insufficient votes | 1983 |
| - | (c) | Need to submit agreements and certifications | 1983 |
| - | - | - | 1987 |
| 9033.9 | - | Failure to comply with disclosure requirements or expenditure limitations | 1980 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | (a) | Failure to comply with disclosure requirements or expenditure limitations | 1980 |
| - | (b) | Procedures for notification of initial determination | 1983 |
| - | (c) | Suspension of payments | 1983 |
| - | (d) | Entitlement after suspension of payments | 1983 |
| 9033.10 | - | Procedures for initial and final determinations | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | (a)(6) | Misstatement of assets | 1987 |
| - | (d) | Effect on other determinations | 1983 |
| - | (e) | Petitions for rehearing | 1987 |
| 9033.11 | - | * Documentation of disbursements | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (a) | Burden of proof | 1983 |
| - | (b) | Documentation required | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (b)(1) | Threshold for documentation | 1983 |
| - | - | - | 1991 |
| - | - | - | 2024 |
| - | (b)(1)(i) | Receipted bill stating purpose | 1983 |
| - | (b)(1)(ii) | If receipts aren't available | 1983 |
| - | - | - | 2024 |
| - | (b)(1)(ii)(A) | Documents generated by payee | 1983 |
| - | - | Records generated by payee | 2024 |
| - | (b)(1)(ii)(B) | Voucher or memorandum from candidate | 1983 |
| - | - | - | 2024 |
| - | (b)(1)(iii) | Collateral evidence | 1983 |
| - | - | - | 2024 |
| - | (b)(1)(iv) | Written committee policy | 1991 |
| - | - | - | 2024 |
| - | (b)(2) | All other disbursements | 1983 |
| - | - | - | 2024 |
| - | (b)(2)(i) | Record of payee | 1983 |
| - | (b)(2)(ii) | Canceled check | 1983 |
| - | - | Canceled check or electronic transfer | 2024 |
| - | (b)(3)(i) | Payee | 1983 |
| - | (b)(4) | Accounting for disbursements | 2003 |
| - | - | - | 2024 |
| - | (c) | Retention of records | 1983 |
| - | - | - | 2024 |
| - | (d) | List of capital and other assets | 1987 |
| 9033.12 | - | Production of computerized information | 1990 |
| - | - | - | 2024 |
| - | (a) | Information required to be supplied to Commission | 1990 |
| - | - | - | 2024 |
| - | (b) | Costs of production; technical specifications | 1990 |
| - | - | Paragraph (b) removed | 2024 |
| - | - | Production of technical materials | 2024 |
| - | (c) | Production of technical materials | 1990 |
| - | - | Redesignated to 9033.12(b) | 2024 |
Part 9034: Entitlements
| Citation | Subsection | Subject | Year |
|---|---|---|---|
| 9034.1 | - | Candidate entitlements | 1979 |
| - | - | - | 1983 |
| - | - | - | 1991 |
| - | - | - | 1991 |
| - | (a) | Entitlement prior to date of ineligibility | 1979 |
| - | - | - | 1991 |
| - | - | - | 1991 |
| - | (b) | Matching funds received after date of ineligibility | 1979 |
| - | - | - | 1983 |
| - | (c) | Entitlement after reestablishment of eligibility | 1979 |
| - | (d) | Limit on total amount of payment | 1979 |
| 9034.2 | - | Matchable campaign contributions | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1999 |
| - | - | - | 2002 |
| - | - | - | 2016 |
| - | - | - | 2024 |
| - | (a) | Requirements for being matchable | 1979 |
| - | - | - | 1980 |
| - | - | - | 1983 |
| - | - | - | 2002 |
| - | (a)(3) | Money orders lacking signature | 1980 |
| - | (a)(4) | "Testing the waters" candidate | 1983 |
| - | - | - | 2002 |
| - | (b) | Written instrument defined | 1979 |
| - | - | - | 1983 |
| - | - | - | 1999 |
| - | - | - | 2024 |
| - | (c) | Requirements for written instruments | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1999 |
| - | - | - | 2016 |
| - | - | - | 2024 |
| - | (c)(1) | Contributions drawn on joint accounts | 1983 |
| - | - | - | 1991 |
| - | - | - | 2016 |
| - | - | - | 2024 |
| - | (c)(1)(i) | Equal attribution to joint tenants | 1983 |
| - | - | - | 2024 |
| - | (c)(1)(ii) | Joint account in which check does not reflect all tenants | 1983 |
| - | (c)(1)(iii) | Reattributed contributions | 1991 |
| - | - | - | 2016 |
| - | - | - | 2024 |
| - | (c)(2) | Checks drawn on escrow or trust accounts | 1983 |
| - | (c)(2)(ii) | Statement of ownership | 1983 |
| - | (c)(3) | Contributions drawn on partnership or other unincorporated association accounts | 1983 |
| - | (c)(4) | Contributions made by money order or cashier's check | 1983 |
| - | - | - | 1987 |
| - | (c)(4)(ii) | Items to be on written instrument | 1987 |
| - | (c)(5) | Contributions in form of purchase price to attend entertainment activity | 1983 |
| - | (c)(6) | * Contributions in form of purchase price to attend political event | 1983 |
| - | (c)(7) | Contributions received through joint fundraising | 1983 |
| - | (c)(8) | Credit and debit card contributions | 1999 |
| - | - | - | 2024 |
| - | (c)(8)(i) | General requirements | 1999 |
| - | (c)(8)(ii) | Prohibited contributions | 1999 |
| - | (c)(8)(iii) | Attribution to more than one person | 2024 |
| 9034.3 | - | Nonmatchable contributions | 1979 |
| - | - | - | 1980 |
| - | - | - | 1983 |
| - | - | - | 1991 |
| - | - | - | 1999 |
| - | (c) | Promise or agreement to make contribution | 1999 |
| - | (d) | Funds from illegal source | 1980 |
| - | (g) | Contribution made to purchase item of value | 1979 |
| - | (h) | Contribution in form of purchase price of lottery or raffle ticket | 1979 |
| - | - | - | 1983 |
| - | (i) | Contribution made to attend entertainment event | 1979 |
| - | (k) | Redesignated contributions | 1991 |
| 9034.4 | - | Use of contributions and matching payments | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | - | - | 1999 |
| - | - | - | 2000 |
| - | - | - | 2002 |
| - | - | - | 2003 |
| - | (a) | Qualified campaign expenses | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | - | - | 1999 |
| - | - | - | 2002 |
| - | - | - | 2003 |
| - | (a)(2) | "Testing the waters" | 1983 |
| - | - | - | 2002 |
| - | (a)(3) | Winding down costs | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | (a)(3)(i) | Winding down expenses | 1995 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | (a)(3)(ii) | Use of post-ineligibility contributions | 1991 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | - | - | 2003 |
| - | (a)(3)(iii) | * Salary and overhead | 1999 |
| - | - | - | 2003 |
| - | (a)(4) | Taxes | 1987 |
| - | (a)(5) | Gifts and bonuses | 2003 |
| - | (a)(6) | Convention expenses of ineligible candidates | 2003 |
| - | (b) | Non-qualified campaign expenses | 1979 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | (b)(2) | Excessive expenditures | 1987 |
| - | (b)(3) | Post-ineligibility expenditures | 1987 |
| - | - | - | 2003 |
| - | (b)(5) | Payments to candidate | 1987 |
| - | (b)(6) | Transfer to previous campaign | 1991 |
| - | (b)(7) | Payments for expenses subject to state limits | 1991 |
| - | (b)(8) | Lost or damaged items | 1995 |
| - | - | Lost, misplaced or stolen items | 1999 |
| - | (c) | Transfers to other campaigns | 1979 |
| - | - | Repayments | 1987 |
| - | - | Removed and reserved | 1995 |
| - | (d) | Expenditure in excess of limitations | 1979 |
| - | - | Transfers to other campaigns | 1991 |
| - | (e) | Civil or criminal penalties | 1979 |
| - | - | Attribution of expenditures between primary and general limits | 1995 |
| - | - | - | 1999 |
| - | - | - | 2000 |
| - | - | - | 2002 |
| - | (e)(1) | General rule | 1995 |
| - | - | - | 2000 |
| - | - | - | 2002 |
| - | (e)(2) | Polling expenses | 1995 |
| - | (e)(3) | State or national campaign offices | 1995 |
| - | - | - | 1999 |
| - | - | - | 2000 |
| - | (e)(4) | Campaign materials | 1995 |
| - | (e)(5) | Media production costs | 1995 |
| - | (e)(6) | Campaign communications | 1995 |
| - | - | - | 2000 |
| - | (e)(6)(i) | Solicitations | 1995 |
| - | - | Solicitations and fundraising costs | 2000 |
| - | (e)(6)(ii) | Other communications | 1995 |
| - | (e)(7) | Travel costs | 1995 |
| - | (f) | "Testing the waters" payments | 1979 |
| - | (g) | Candidate receiving funds | 1979 |
| - | (h) | Candidate who re-establishes eligibility | 1979 |
| 9034.5 | - | Net outstanding campaign obligations | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 2024 |
| - | (a) | * Submission of statement | 1983 |
| - | - | - | 1987 |
| - | (a)(2) | Cash on hand | 1987 |
| - | (b) | Assets | 1983 |
| - | - | Amounts not included in outstanding obligations | 1987 |
| - | - | - | 1991 |
| - | - | Liabilities | 1995 |
| - | (b)(1) | Capital assets | 1983 |
| - | (b)(2) | Other assets | 1983 |
| - | (c) | Funds due to be received from joint fundraising activity | 1983 |
| - | - | Assets | 1987 |
| - | - | - | 1995 |
| - | - | - | 2024 |
| - | (c)(1) | Capital assets | 1987 |
| - | - | - | 1995 |
| - | - | - | 2024 |
| - | (c)(2) | Other assets | 1987 |
| - | (d) | Revised statements | 1983 |
| - | - | Collectability of accounts receivable | 1987 |
| - | - | - | 2024 |
| - | (e) | Suspension of matching payments | 1983 |
| - | - | * Funds received from joint fundraising activity | 1987 |
| - | (f) | * Revised NOCO statements | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | (f)(1) | Certification of NOCO | 1995 |
| - | (f)(2) | Revised statement after shortfall | 1991 |
| - | - | * Submission of revised statement | 1995 |
| - | (f)(3) | * Revised statement after shortfall | 1995 |
| - | (g) | * Suspension of matching payments | 1987 |
| 9034.6 | - | Reimbursements for transportation and services made available to media personnel | 1983 |
| - | - | - | 1987 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1999 |
| - | - | - | 2004 |
| - | - | - | 2024 |
| - | (a) | Expenditures for media personnel as qualified campaign expenditures | 1983 |
| - | - | - | 1991 |
| - | - | - | 2024 |
| - | (a)(1) | Considered qualified campaign expenses | 1991 |
| - | - | - | 2024 |
| - | (b) | Reimbursement | 1983 |
| - | - | - | 1991 |
| - | - | Reimbursement limits | 1995 |
| - | - | - | 2004 |
| - | - | - | 2024 |
| - | (b)(1) | Limit on reimbursement sought | 1991 |
| - | - | - | 2024 |
| - | (b)(2) | Reimbursement rates | 2004 |
| - | (b)(3) | Billing and payment deadlines | 1999 |
| - | - | - | 2024 |
| - | (c) | Deduction from expenditures subject to limit | 1995 |
| - | (d) | Reimbursements for transportation | 1987 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | Disposal of excess reimbursements | 1995 |
| - | (d)(1) | Deduction from expenditures subject to limit | 1987 |
| - | - | - | 1987 |
| - | (e) | Reporting | 1995 |
| 9034.7 | - | Allocation of travel expenditures | 1983 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 2004 |
| - | - | - | 2010 |
| - | - | - | 2024 |
| - | (b)(5) | Use of government conveyance | 1983 |
| - | - | - | 2004 |
| - | - | - | 2010 |
| - | - | - | 2004 |
| - | - | - | 2010 |
| - | - | - | 2024 |
| - | (b)(5)(iv) | Accommodations paid by government entity | 1995 |
| - | - | - | 2004 |
| - | - | - | 2024 |
| - | (b)(5)(v) | Documentation required for travel | 1995 |
| - | - | - | 2004 |
| - | - | - | 2024 |
| - | (b)(8) | Use of other means of transportation | 2004 |
| - | - | - | 2010 |
| 9034.8 | - | Joint fundraising | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 2002 |
| - | - | - | 2024 |
| - | (a)(1) | Permissible participants | 1983 |
| - | (a)(2) | Use of funds | 1983 |
| - | (b) | Fundraising representatives | 1983 |
| - | - | - | 1991 |
| - | - | - | 2024 |
| - | (b)(1) | Separate committee | 1991 |
| - | (b)(4) | Independent fundraising agent | 1983 |
| - | - | - | 2024 |
| - | (c) | Joint fundraising procedures | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | (c)(1) | Written agreement | 1983 |
| - | - | - | 1991 |
| - | (c)(2) | Funds advanced for fundraising costs | 1983 |
| - | (c)(3) | Fundraising notice | 1983 |
| - | (c)(4) | Separate depository account | 1983 |
| - | (c)(4)(iii) | Date of receipt | 1983 |
| - | (c)(5) | Recordkeeping requirements | 1983 |
| - | (c)(6) | Contribution limitations | 1983 |
| - | (c)(7) | Allocation of gross proceeds | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | (c)(7)(i) | Maximizing matchability | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | (c)(7)(ii) | Reallocation of joint fundraising receipts | 1983 |
| - | - | - | 1991 |
| - | (c)(7)(iii) | Reallocation based on formula | 1987 |
| - | (c)(7)(iv) | Earmarked contribution | 1983 |
| - | - | - | 1987 |
| - | (c)(8) | Allocation of expenses and distribution of net proceeds | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | (c)(8)(i) | Between unaffiliated committees | 1983 |
| - | - | - | 1987 |
| - | (c)(8)(i)(C) | Allocation of costs of series of events | 1987 |
| - | (c)(8)(ii) | Between affiliated committees or committees of same party | 1983 |
| - | (c)(9) | Reporting of receipts and disbursements | 1983 |
| - | - | - | 1987 |
| - | (c)(9)(ii) | Reporting disbursements | 1987 |
| 9034.9 | - | Sale of assets acquired for fundraising purposes | 1983 |
| - | (a) | General | 1983 |
| - | (b) | Sale after end of matching payment period | 1983 |
| 9034.10 | - | Pre-candidacy payments by multicandidate committees deemed in-kind contributions and qualified campaign expenses; effect of reimbursements | 2003 |
| 9034.11 | - | Winding down costs | 2003 |
| - | (a) | Definition of winding down costs | 2003 |
| - | (b) | Winding down limitation | 2003 |
| - | (c) | Allocation of primary and general election winding down costs | 2003 |
| - | (d) | Candidates who run in both primary and general elections | 2003 |
Part 9035: Expenditure limitations
| Citation | Subsection | Subject | Year |
|---|---|---|---|
| 9035.1 | - | Campaign expenditure limitation | 1979 |
| - | - | - | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1990 |
| - | - | - | 1991 |
| - | - | Campaign expenditure limitation; compliance and fundraising exemptions | 1999 |
| - | - | - | 2002 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (a) | Expenditure limit | 1983 |
| - | - | - | 1987 |
| - | - | Spending limit | 2003 |
| - | (a)(1) | Formula for spending limit | 2003 |
| - | (a)(2) | Calculation of amount of expenditures attributable to limit | 1987 |
| - | (a)(3) | Additional expenditures attributable to limit | 2003 |
| - | (a)(4) | Valuation of in-kind contributions attributable to limit | 2003 |
| - | (b) | Allocation | 1983 |
| - | (c) | Exemptions from expenditure limitations | 1983 |
| - | - | - | 1987 |
| - | - | - | 1990 |
| - | - | - | 1991 |
| - | - | Compliance and fundraising exemptions | 1999 |
| - | - | - | 2002 |
| - | - | Compliance, fundraising and shortfall bridge loan exemptions | 2003 |
| - | - | - | 2024 |
| - | (c)(1) | Costs of producing and delivering computerized information | 1990 |
| - | - | Exempt legal and accounting compliance costs | 1999 |
| - | - | - | 2002 |
| - | - | - | 2003 |
| - | (c)(2) | Exempt fundraising costs | 2002 |
| - | (c)(3) | Exempt shortfall bridge loans | 2003 |
| - | - | - | 2024 |
| - | (d) | * Candidates not receiving matching funds | 1983 |
| 9035.2 | - | Limitation on expenditures from personal or family funds | 1979 |
| - | - | - | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 2003 |
| - | (a)(1) | Expenditures from personal funds | 1987 |
| - | (a)(2) | Expenditures made using a credit card | 1987 |
| - | (c) | Definition of personal funds | 2003 |
| 9035.3 | - | Contributions to and expenditures by vice presidential committees | 2000 |
| - | (a) | Aggregation of contributions and expenditures | 2000 |
| - | (b) | Exceptions | 2000 |
Part 9036: Review of submission and certification of payments to Commission
| Citation | Subsection | Subject | Year |
|---|---|---|---|
| 9036.1 | - | Initial certification | 1979 |
| - | - | Threshold submission | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1999 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (a) | * Time for submission of threshold submission | 1983 |
| - | - | - | 1987 |
| - | (b) | Format for threshold submission | 1983 |
| - | - | - | 1991 |
| - | - | - | 1999 |
| - | - | - | 1999 |
| - | - | - | 1987 |
| - | (b)(1) | Alphabetical list of contributors | 1983 |
| - | - | - | 2003 |
| - | (b)(1)(ii) | Occupation/employer requirement | 2003 |
| - | (b)(2) | Photocopies of checks | 1983 |
| - | - | Computerized magnetic media | 1991 |
| - | - | Digital storage devices | 2024 |
| - | (b)(3) | Bank documentation | 1983 |
| - | - | - | 1999 |
| - | - | Bank records | 2024 |
| - | (b)(4) | Unpaid checks | 1983 |
| - | - | Documentation for deposits | 1991 |
| - | - | Records of deposits | 2024 |
| - | (b)(5) | Submission of contributions | 1983 |
| - | - | - | 2024 |
| - | (b)(6) | Contributions not submitted in compliance | 1983 |
| - | - | List of refunded contributions | 1991 |
| - | - | - | 2024 |
| - | (b)(7) | Contribution by debit/credit card | 1999 |
| - | - | - | 2024 |
| - | (b)(8) | * Compliance with PIGO | 1999 |
| - | (b)(9) | * Contributions not in compliance with PIGO | 1999 |
| - | (c) | Threshold certification | 1983 |
| - | (c)(1) | * Notification of candidate | 1983 |
| - | (c)(2) | * Determination in presidential election year | 1983 |
| - | (c)(3) | * Determination of eligibility preceding election year | 1983 |
| 9036.2 | - | Additional certifications and submissions | 1979 |
| - | - | - | 1980 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 1999 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (a) | Information required | 1979 |
| - | - | - | 1980 |
| - | - | * Time for submission of additional submissions | 1983 |
| - | - | - | 1987 |
| - | (a)(3) | Disclosure of occupation and place of business | 1980 |
| - | (b) | * Documentation | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | Format for additional submissions | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 1999 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (b)(1) | Documentation from threshold submission | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 1999 |
| - | - | - | 1999 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (b)(1)(ii) | Computerized magnetic media | 1991 |
| - | - | Contributor list requirements | 1995 |
| - | - | - | 2024 |
| - | (b)(1)(iii) | List of returned checks unpaid | 1991 |
| - | - | List of checks returned unpaid or credit or debit card or other electronic payment chargebacks | 2024 |
| - | (b)(1)(iv) | Required recordkeeping information | 1983 |
| - | - | List of refunded contributions | 1991 |
| - | (b)(1)(v) | Organization of documentation | 1983 |
| - | - | Required recordkeeping information | 1991 |
| - | - | - | 1995 |
| - | - | - | 2003 |
| - | (b)(1)(vi) | Use of digital imaging | 1995 |
| - | - | - | 1995 |
| - | - | - | 1999 |
| - | - | - | 2024 |
| - | (b)(1)(vii) | Contribution made by debit/credit card | 1999 |
| - | - | - | 2024 |
| - | (b)(2) | Requests for additional matching funds | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | (c) | Certification of additional payments | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1991 |
| - | - | Additional submissions in non-presidential election year | 1991 |
| - | (c)(1)(i) | Certification based on holdback procedures | 1983 |
| - | (c)(1)(ii) | Additional amount of entitlement | 1983 |
| - | - | - | 1987 |
| - | (c)(2) | Certification after date of ineligibility | 1983 |
| - | - | - | 1987 |
| - | (d) | Additional submissions in non-presidential election year | 1983 |
| - | - | - | 1991 |
| - | - | Certification of additional payments | 1991 |
| - | (d)(1) | Certifications based on additional submissions | 1991 |
| - | (d)(2) | Certification of submissions after ineligibility | 1991 |
| 9036.3 | - | Submission errors and insufficient documentation | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | Submission errors and insufficient records | 2024 |
| - | (b) | Discrepancies between listed contributions and supporting documentation | 1983 |
| - | - | Discrepancies between listed contributions and supporting records | 2024 |
| - | (b)(3) | Association of listed contributor with submitted written instrument | 1983 |
| - | (b)(4) | Discrepancy between listed contribution and bank statement | 1983 |
| - | - | Discrepancy between listed contribution and bank records | 2024 |
| - | (c) | Discrepancies in contributor lists | 1983 |
| - | (c)(2) | Aggregation errors | 1983 |
| - | (c)(3) | Submission of contribution twice | 1983 |
| - | (d) | Omission of required information or documentation | 1983 |
| - | - | Omission of required information or records | 2024 |
| 9036.4 | - | Certification review and notice | 1979 |
| - | - | Commission review of submissions | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1991 |
| - | - | - | 2024 |
| - | (a) | Non-acceptance of submission for review of matchability | 1983 |
| - | - | - | 1991 |
| - | - | - | 1991 |
| - | (b) | Acceptance of submission for review of matchability | 1983 |
| - | - | - | 2024 |
| - | (b)(4) | Statement regarding additional information that could be submitted | 1983 |
| - | - | - | 2024 |
| - | (c) | Adjustment of amount to be certified by Commission | 1987 |
| - | (d) | Commission audit of submission | 1983 |
| 9036.5 | - | Resubmissions | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 2024 |
| - | (a) | Resubmission on contributions | 1979 |
| - | - | Alternative resubmission methods | 1983 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | (b) | Written materials submitted | 1979 |
| - | - | Time for presentation of resubmissions | 1983 |
| - | - | - | 1987 |
| - | (c) | Format for resubmissions | 1983 |
| - | - | - | 2024 |
| - | (c)(1) | Additional documentation not required unless necessary | 1983 |
| - | - | Additional records not required unless necessary | 2024 |
| - | (c)(6) | Statement of correction of contributor records | 1983 |
| - | (d) | Conclusion by Commission | 1979 |
| - | - | Commission audit of resubmitted contributions | 1983 |
| - | - | - | 1991 |
| - | (e) | Additional materials submitted | 1979 |
| - | (f) | Final determination by Commission | 1979 |
| 9036.6 | - | Continuation of certification | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1991 |
Part 9037: Payments
Part 9038: Examinations and audits
| Citation | Subsection | Subject | Year |
|---|---|---|---|
| 9038.1 | - | Audit | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1990 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 2000 |
| - | - | - | 2014 |
| - | - | - | 2024 |
| - | (a) | General | 1983 |
| - | (a)(1) | * Audit of qualified campaign expenses | 1983 |
| - | (a)(2) | * Other audits | 1983 |
| - | (a)(3) | Basis for repayment | 1983 |
| - | (b) | Conduct of fieldwork | 1983 |
| - | - | - | 1990 |
| - | - | - | 1991 |
| - | - | - | 2000 |
| - | - | - | 2014 |
| - | - | - | 2024 |
| - | (b)(1) | Preparations for fieldwork | 1983 |
| - | - | - | 1990 |
| - | - | - | 1991 |
| - | - | - | 2014 |
| - | - | - | 2024 |
| - | (b)(1)(iv) | Commission review of disputes | 1983 |
| - | (b)(1)(v) | Investigative procedures | 1991 |
| - | - | - | 2014 |
| - | (b)(2) | Steps during audit | 1983 |
| - | - | - | 2000 |
| - | (b)(2)(iii) | Exit conference | 2000 |
| - | (b)(3) | Follow-up fieldwork | 1983 |
| - | (b)(4) | Notification of need for follow-up fieldwork | 1983 |
| - | (c) | Preparation of and candidate response to interim audit report | 1983 |
| - | - | - | 2000 |
| - | - | - | 2024 |
| - | (c)(1) | Contents of interim audit report | 1983 |
| - | (c)(1)(v) | Candidate response to Commission findings | 1983 |
| - | (c)(2) | Submission of dispute or comment on findings | 1983 |
| - | - | - | 2024 |
| - | (d) | Preparation of publicly released audit report | 1983 |
| - | - | - | 2000 |
| - | (d)(1) | Issues not in preliminary report | 2000 |
| - | (e) | Public release of audit report | 1983 |
| - | - | - | 1987 |
| - | (e)(3) | Copies of audit reports for committee | 1987 |
| 9038.2 | - | Repayments | 1979 |
| - | - | - | 1983 |
| - | - | - | 1984 |
| - | - | - | 1985 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (a) | Bases for repayment determinations | 1979 |
| - | - | General | 1983 |
| - | - | - | 1991 |
| - | - | * Repayment sources | 1995 |
| - | - | - | 1995 |
| - | (a)(2) | Notification of determination | 1991 |
| - | (a)(4) | * Repayment sources | 1995 |
| - | - | - | 1995 |
| - | (b) | Disputing determination | 1979 |
| - | - | Bases for repayment determinations | 1983 |
| - | - | - | 1984 |
| - | - | - | 1985 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | - | - | 2003 |
| - | - | - | 2024 |
| - | (b)(1) | Funds in excess of entitlement | 1987 |
| - | - | - | 1991 |
| - | (b)(1)(v) | Debts settled for less than amount stated in NOCO statement | 1987 |
| - | (b)(2) | Formula for repayment determination | 1984 |
| - | - | - | 1985 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | (b)(2)(ii)(D) | Use of federal funds after date of ineligibility | 1991 |
| - | (b)(2)(iii) | Amounts used for non-qualified campaign expenses | 1987 |
| - | - | - | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 1996 |
| - | (b)(2)(v) | Exceeding both state and overall expenditure limits | 1991 |
| - | (b)(3) | Failure to provide adequate documentation | 1984 |
| - | - | 1985 | |
| - | - | Failure to provide adequate records | 2024 |
| - | (b)(4) | Income from investment of funds | 1991 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | - | - | 2003 |
| - | (c) | Repayment determination procedures | 1983 |
| - | - | - | 1995 |
| - | (c)(1) | Repayment determination | 1995 |
| - | - | - | 1995 |
| - | (c)(3) | Submission of written legal and factual materials | 1983 |
| - | (d) | Repayment period | 1983 |
| - | - | - | 1987 |
| - | - | - | 1995 |
| - | - | - | 1995 |
| - | (d)(2) | Time for making repayment | 1987 |
| - | (e) | Computation of time | 1983 |
| - | - | - | 1987 |
| - | (f) | Additional repayments | 1983 |
| - | (g) | Newly-discovered assets | 1983 |
| 9038.3 | - | Liquidation of obligations; repayment | 1979 |
| - | - | - | 1983 |
| - | - | - | 1987 |
| - | - | - | 1991 |
| - | (c)(3) | Commission determination of surplus repayment | 1983 |
| 9038.4 | - | Extensions of time | 1983 |
| - | - | - | 1987 |
| - | - | - | 1995 |
| 9038.5 | - | Petition for rehearing; stays of repayment determinations | 1987 |
| - | - | - | 1995 |
| - | (a) | Petitions for rehearing | 1987 |
| - | (b) | Effect of failure to raise issues | 1987 |
| - | (c) | Stay of repayment determination pending appeal | 1987 |
| - | (c)(2)(iii) | Criteria | 1987 |
| - | (c)(3) | Likelihood of success shown | 1987 |
| 9038.6 | - | Stale-dated committee checks | 1987 |
| 9038.7 | - | Administrative record | 1995 |
| - | - | - | 2024 |
| - | (a) | Contents of administrative record | 1995 |
| - | - | - | 2024 |
| - | (b) | What is not included in administrative record | 1995 |
| - | - | - | 2024 |
| - | (b)(1) | Documents not circulated | 1995 |
| - | (b)(2) | Transcripts and tapes of Commission discussions | 1995 |
| - | - | Transcripts and recordings of Commission discussions | 2024 |
| - | (b)(3) | Documents subject to privilege | 1995 |
| - | (c) | Exclusive record | 1995 |