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Federal Election Commission | United States of America

ADR 876

National Association of Insurance and Financial Advisors Political Action Comm

Summary

REFERRING OFFICE: FEC Reports Analysis Division

RESPONDENT: National Association of Insurance and Financial Advisors Political Action Comm

ELECTION CYCLE: 2018

OPENING DATE: 06/18/2018

CLOSING DATE: 09/13/2018

DISPOSITION: The Commission decided by a vote of 4-0 to take the following actions in ADR 876/RAD 18L-22: Approve the negotiated settlement of National Association of Insurance and Financial Advisors Political Action Comm and Matthew Tassey, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the Director, ADR Office dated September 5, 2018. Approve the appropriate letters. Close the file on this matter.

Disposition

Disposition Penalty Respondent Citation
Settlement Agreement $3,800.00 Tassey, Matthew S. 52 U.S.C. §30104
11 CFR 104.1
11 CFR 104.3
National Association of Insurance and Financial Advisors Political Action Comm 52 U.S.C. §30104
11 CFR 104.1
11 CFR 104.3

Documents

Date Type Title
09/17/2018 ADR Settlement Agreements National Association of Insurance and Financial Advisors Political Action Comm and Matthew Tassey, Treasurer 180 KB
09/05/2018 ADR Memoranda, Notifications and Responses Recommendation to Approve Negotiated Settlement 62 KB
07/12/2018 Commitment to Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 53 KB
07/11/2018 Notification to National Association of Insurance and Financial Advisors Political Action Comm and Matthew Tassey, Treasurer 102 KB
06/20/2018 Informational Memo on Assignment 53 KB
06/18/2018 Reports Analysis Division Referral to Alternative Dispute Resolution Office 471 KB
09/13/2018 Certifications National Association of Insurance and Financial Advisors Political Action Comm and Matthew Tassey, Treasurer (RAD 18L-22) (Recommendation to Approve Negotiated Settlement) 30 KB

Participants

Relationship Name
Respondent National Association of Insurance and Financial Advisors Political Action Comm
Treasurer Tassey, Matthew S.
Representative Gerber, Michael
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