ADR 572
Lisa Maria FalconeSummary
REFERRING OFFICE: FEC Office of General Counsel
RESPONDENT: Falcone, Lisa Maria
ELECTION CYCLE: 2008
OPENING DATE: 05/11/2011
CLOSING DATE: 10/04/2011
DISPOSITION: The Commission decided by a vote of 5-1 on an amended pre-meeting tally, to take the following actions in ADR 572:1. Approve the settlement agreement of Lisa Maria Falcone as recommended in the Memorandum from the Chief Compliance Officer and the Director, ADR Office dated July 11, 2011. 2. Approve the appropriate letters.3. Close the file on this matter.
Disposition
| Disposition | Penalty | Respondent | Citation |
|---|---|---|---|
| Settlement Agreement | $1,500.00 | Falcone, Lisa Maria |
2
U.S.C.
§441a(a)(3)
11 CFR 110. 11 CFR 5(b) |
| Conduct internal education program for employees or staff | Non-monetary term | Falcone, Lisa Maria |
Documents
| Date | Type | Title |
|---|---|---|
| 10/07/2011 | ADR Settlement Agreements | Lisa Maria Falcone 166 KB |
| 04/18/2011 | Complaint, Responses, Designation of Counsel and Extensions of Time | Complaint 1 MB |
| 07/11/2011 | ADR Memoranda, Notifications and Responses | Recommendation to Approve Settlement Agreement 42 KB |
| 05/30/2011 | Commitment to Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 48 KB | |
| 05/24/2011 | Notification to Lisa Maria Falcone 91 KB | |
| 05/19/2011 | Informational Memo on Assignment 38 KB | |
| 05/11/2011 | Transferred Case 17 KB | |
| 10/04/2011 | Certifications | Lisa Maria Falcone 24 KB |
| 11/25/2014 | Civil Penalties, Disgorgements, Other Payments and Letters of Compliance | Memorandum of Compliance 35 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | Falcone, Lisa Maria |
| Respondent's counsel | Thomas, Scott E. |