ADR 860
Edward Jones PACSummary
REFERRING OFFICE: FEC Reports Analysis Division
RESPONDENT: Edward Jones PAC
ELECTION CYCLE: 2016
OPENING DATE: 01/11/2018
CLOSING DATE: 07/11/2018
DISPOSITION: The Commission decided by a vote of 4-0 to take the following actions in ADR 860: 1. Approve the negotiated settlement of Edward Jones PAC and Jesse Hill, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the Director, ADR Office dated June 13, 2018. 2. Approve the appropriate letters. 3. Close the file on this matter.
Disposition
| Disposition | Penalty | Respondent | Citation |
|---|---|---|---|
| Settlement Agreement | $4,000.00 | Hill, Jesse |
52
U.S.C.
§30104(a)(1)
52 U.S.C. §30104(b)(2) 11 CFR 104.1 11 CFR 104.3(a) |
| Edward Jones PAC |
52
U.S.C.
§30104(a)(1)
52 U.S.C. §30104(b)(2) 11 CFR 104.1 11 CFR 104.3(a) |
Documents
| Date | Type | Title |
|---|---|---|
| 07/17/2018 | ADR Settlement Agreements | Edward Jones PAC and Jesse Hill, Treasurer 166 KB |
| 06/13/2018 | ADR Memoranda, Notifications and Responses | Recommendation to Approve Negotiated Settlement 60 KB |
| 02/26/2018 | Commitment to Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 52 KB | |
| 02/08/2018 | Notification to Edward Jones PAC and Jesse Hill, Treasurer 95 KB | |
| 01/19/2018 | Informational Memo on Assignment 54 KB | |
| 01/11/2018 | Reports Analysis Division Referral to Alternative Dispute Resolution Office 298 KB | |
| 07/11/2018 | Certifications | Edward Jones PAC and Jesse Hill, Treasurer (RAD 18L-03) (Recommendation to Approve Negotiated Settlement) 25 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | Edward Jones PAC |
| Treasurer | Hill, Jesse |
| Representative | Keane, Ben |