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Federal Election Commission | United States of America

ADR 262

Chicago Board of Options Exchange Inc. PAC

Summary

REFERRING OFFICE: FEC Office of General Counsel

RESPONDENT: Chicago Board of Options Exchange, Inc. PAC

ELECTION CYCLE: 2004

OPENING DATE: 06/10/2005

CLOSING DATE: 10/13/2005

DISPOSITION: The Commission decided by a vote of 5 - 0 to take the following actions in ADR 262/RR 05L-12: 1. Approve the settlement agreement of Chicago Board of Options Exchange, Inc. PAC and Alan J. Dean, Treasurer, as recommended in the ADR Director?s Memorandum dated October 5, 2005. 2. Approve the appropriate letters. 3. Close the file on this matter.

Disposition

Disposition Penalty Respondent Citation
Settlement Agreement Chicago Board of Options Exchange, Inc. PAC 2 U.S.C. §434(b)(2)
2 U.S.C. §434(b)(4)
11 CFR 104.3(a)
11 CFR 104.3(b)
Dean, Alan J. 2 U.S.C. §434(b)(2)
2 U.S.C. §434(b)(4)
11 CFR 104.3(a)
11 CFR 104.3(b)

Documents

Date Type Title
10/21/2005 ADR Settlement Agreements Chicago Board of Options Exchange, Inc. PAC and Alan J. Dean, Treasurer 269 KB
06/10/2005 Complaint, Responses, Designation of Counsel and Extensions of Time Transferred Cases 36 KB
04/04/2005 Complaint 498 KB
10/05/2005 ADR Memoranda, Notifications and Responses Recommendation to Approve Settlement Agreement 106 KB
08/22/2005 Response from Chicago Board of Options Exchange, Inc. PAC 129 KB
07/27/2005 Notification to Chicago Board of Options Exchange, Inc. PAC 49 KB
07/15/2005 Commitment to Submit Matter to ADR Program 107 KB
07/01/2005 Notification to Chicago Board of Options Exchange, Inc. PAC 142 KB
06/23/2005 Recommendation to Assign Case 191 KB
10/13/2005 Certifications Chicago Board of Options Exchange, Inc. PAC and Alan J. Dean, Treasurer. (RR 05L-12) 39 KB
06/29/2005 Chicago Board of Options Exchange Inc. PAC and Alan J. Dean, Treasurer (RR 05L-12) 35 KB

Participants

Relationship Name
Respondent Chicago Board of Options Exchange, Inc. PAC
Treasurer Dean, Alan J.
Complainant Reports Analysis Division
Respondent's counsel Brown, Eric S., Esq.
Ginsberg, Benjamin L. , Esq.
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