ADR 1191
SFA Fund, IncSummary
REFERRING OFFICE: FEC Reports Analysis Division
RESPONDENT: SFA Fund, Inc
ELECTION CYCLE: 2024
OPENING DATE: 10/15/2024
CLOSING DATE: 02/26/2025
DISPOSITION: The Commission decided by a vote of 4-0 to take the following actions in ADR 1191:1. Approve the Negotiated Settlement of SFA Fund, Inc and Katie Reid, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the ADR Office dated February 19, 2025.2. Approve the appropriate letters.3. Close the file on this matter.
Disposition
| Disposition | Penalty | Respondent | Citation |
|---|---|---|---|
| Settlement Agreement | $13,325.00 | Reid, Katie |
52
U.S.C.
§30104(g)(2)
11 CFR 104.4(b)(2) |
| SFA Fund, Inc |
52
U.S.C.
§30104(g)(2)
11 CFR 104.4(b)(2) |
||
| Attend FEC seminar | Non-monetary term | SFA Fund, Inc | |
| Reid, Katie |
Documents
| Date | Type | Title |
|---|---|---|
| 02/28/2025 | ADR Settlement Agreements | SFA Fund, Inc. and Katie Reid, Treasurer 888 KB |
| 02/19/2025 | ADR Memoranda, Notifications and Responses | Recommendation to Approve Negotiated Settlement 876 KB |
| 11/20/2024 | Commitment to Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 771 KB | |
| 11/14/2024 | Notification to SFA Fund, Inc. and Katie Reid, Treasurer 728 KB | |
| 10/29/2024 | Informational Memo on Assignment 899 KB | |
| 10/15/2024 | Reports Analysis Division Referral to Alternative Dispute Resolution Office 734 KB | |
| 02/26/2025 | Certifications | SFA Fund, Inc and Katie Reid, Treasurer (RAD 24L041) (C00828061) (Recommendation to Approve Negotiated Settlement) 662 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | SFA Fund, Inc |
| Treasurer | Reid, Katie |
| Representative | Teasdale, Kate |