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Federal Election Commission | United States of America

ADR 708

Marsh & McLennan Companies, Inc. PAC

Summary

REFERRING OFFICE: FEC Office of General Counsel

RESPONDENTS: Marsh & McLennan Companies, Inc.; Marsh & McLennan Companies, Inc. PAC; Moczarski, Alex

OPENING DATE: 03/24/2014

CLOSING DATE: 10/07/2014

DISPOSITION: The Commission decided by a vote of 6-0 to take the following actions in ADR 708: 1. Approve the settlement agreement of Marsh & McLennan Companies, Inc., Alex Moczarski, the Marsh & McLennan Companies, Inc. PAC and Karen A. Farrell, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the Director, ADR Office dated July 25, 2014. 2. Approve the appropriate letters. 3. Close the file on this matter.

Disposition

Disposition Penalty Respondent Citation
Settlement Agreement $3,000.00 Marsh & McLennan Companies, Inc. PAC
Farrell, Karen A.
Moczarski, Alex
Marsh & McLennan Companies, Inc.
Adopt and distribute policy regarding contributions to federal elections; Attend FEC seminar Non-monetary term Marsh & McLennan Companies, Inc. PAC
Farrell, Karen A.
Moczarski, Alex
Marsh & McLennan Companies, Inc.

Documents

Date Type Title
10/14/2014 ADR Settlement Agreements Marsh & McLennan Companies, Inc., Alex Moczarski, the Marsh & McLennan Companies, Inc. PAC and Karen A. Farrell, Treasurer 212 KB
11/06/2014 Complaint, Responses, Designation of Counsel and Extensions of Time Sua Sponte Submission 278 KB
07/25/2014 ADR Memoranda, Notifications and Responses Recommendation to Approve Settlement Agreement 76 KB
04/16/2014 Commitment ot Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 49 KB
03/31/2014 Notification to Marsh & McLennan Companies, Inc. PAC and Karen A. Farrell, Treasurer 109 KB
03/27/2014 Informational Memo on Assignment 49 KB
03/24/2014 Transferred Case 17 KB
10/07/2014 Certifications Marsh & McLennan Companies, Inc., Alex Moczarski, the Marsh & McLennan Companies, Inc. PAC and Karen A. Farrell, Treasurer (Pre-MUR 572) 30 KB
11/06/2014 Civil Penalties, Disgorgements, Other Payments and Letters of Compliance Civil Penalty Payment 91 KB

Participants

Relationship Name
Respondent Marsh & McLennan Companies, Inc.
Marsh & McLennan Companies, Inc. PAC
Moczarski, Alex
Treasurer Farrell, Karen A.
Respondent's counsel Fall, Kenneth G.
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