ADR 685
Feinstein for SenateSummary
REFERRING OFFICE: FEC Commission
RESPONDENT: Feinstein for Senate
ELECTION CYCLE: 2012
OPENING DATE: 01/15/2014
CLOSING DATE: 07/31/2014
DISPOSITION: The Commission decided by a vote of 4-2 to take the following actions in ADRs 683, 685, and 687: 1. Approve the settlement agreement of Feinstein for Senate, Fund for the Majority, and William Wardlaw, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the Director, ADR Office dated July 16, 2014. 2. Approve the appropriate letters. 3. Close the file on this matter.
Disposition
| Disposition | Penalty | Respondent | Citation |
|---|---|---|---|
| Settlement Agreement | $0.00 | Feinstein for Senate |
2
U.S.C.
§434(b)(2), (4), and (8)
11 CFR 104.3(a), (b), and (d) |
| Wardlow, William |
2
U.S.C.
§434(b)(2), (4), and (8)
11 CFR 104.3(a), (b), and (d) |
Documents
| Date | Type | Title |
|---|---|---|
| 08/04/2014 | ADR Settlement Agreements | Feinstein for Senate, Fund for the Majority and William Wardlaw, Treasurer 185 KB |
| 07/16/2014 | ADR Memoranda, Notifications and Responses | Recommendation to Approve Settlement Agreement 74 KB |
| 02/06/2014 | Commitment to Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 51 KB | |
| 01/17/2014 | Notification to Feinstein for Senate, Fund for the Majority and William Wardlaw, Treasurer 85 KB | |
| 04/17/2012 | Reports Analysis Division Referral to Office of General Counsel 163 KB | |
| 07/31/2014 | Certifications | Feinstein for Senate, Fund for the Majority, and William Wardlaw, Treasurer (Pre-MUR 534), (RR12L-18), (RR12L-43) 30 KB |
| 12/17/2013 | Feinstein for Senate and William Wardlaw in his official capacity as treasurer 59 KB | |
| 10/28/2014 | Civil Penalties, Disgorgements, Other Payments and Letters of Compliance | Memoradum of Compliance 15 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | Feinstein for Senate |
| Treasurer | Wardlow, William |
| Respondent's counsel | Elias, Marc E., Esq. |