ADR 627
Sherman for CongressSummary
REFERRING OFFICE: FEC Reports Analysis Division
RESPONDENT: Sherman for Congress
ELECTION CYCLE: 2012
OPENING DATE: 02/22/2013
CLOSING DATE: 08/29/2013
DISPOSITION: The Commission decided by a vote of 5 - 0 to take the following actions in ADR 627: 1. Approve the settlement agreement of Sherman for Congress and Stephen J. Kaufman, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the Director, ADR Office dated July 8, 2013. 2. Approve the appropriate letters. 3. Close the file on this matter.
Disposition
| Disposition | Penalty | Respondent | Citation |
|---|---|---|---|
| Settlement Agreement | $0.00 | Kaufman, Stephen J., Esq. |
2
U.S.C.
§434(b)(8)
11 CFR 104.11(b) |
| Sherman for Congress |
2
U.S.C.
§434(b)(8)
11 CFR 104.11(b) |
||
| Attend FEC seminar; Conduct internal education program for employees or staff; Develop a FEC Compliance Manual | Non-monetary term | Kaufman, Stephen J., Esq. | |
| Sherman for Congress |
Documents
| Date | Type | Title |
|---|---|---|
| 09/03/2013 | ADR Settlement Agreements | Sherman for Congress and Stephen J. Kaufman, Treasurer 175 KB |
| 07/08/2013 | ADR Memoranda, Notifications and Responses | Recommendation to Approve Settlement Agreement 59 KB |
| 03/13/2013 | Commitment to Submit to ADR and Statement of Designation of Representative/Counsel 52 KB | |
| 03/01/2013 | Notification to Sherman for Congress and Stephen J. Kaufman, Treasurer 91 KB | |
| 02/26/2013 | Informational Memo on Assignment 44 KB | |
| 02/21/2013 | Reports Analysis Division Referral to Alternative Dispute Resolution Office 81 KB | |
| 09/09/2013 | Certifications | Sherman for Congress and Stephen J. Kaufman, Treasurer (RAD 13L-04) 25 KB |
| 10/28/2014 | Civil Penalties, Disgorgements, Other Payments and Letters of Compliance | Memorandum of Compliance 35 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | Sherman for Congress |
| Treasurer | Kaufman, Stephen J., Esq. |