ADR 160
Sonoma National BankSummary
REFERRING OFFICE: FEC Office of General Counsel
RESPONDENT: Sonoma National Bank
ELECTION CYCLE: 2002
OPENING DATE: 03/19/2004
CLOSING DATE: 08/04/2004
DISPOSITION: The Commission decided by a vote of 6-0 to approve the negotiated settlement agreement for ADR 160 and subsequently close the file, as recommended in the ADR Director's memorandum dated July 27, 2004
Disposition
| Disposition | Penalty | Respondent | Citation |
|---|---|---|---|
| Settlement Agreement | $500.00 | Sonoma National Bank |
2
U.S.C.
§441b(a)
11 CFR 114.2(a) |
| Adopt and distribute policy regarding contributions to federal elections; Adopt and maintain guidelines governing contributions to federal elections | Non-monetary term | Sonoma National Bank |
Documents
| Date | Type | Title |
|---|---|---|
| 08/05/2004 | ADR Settlement Agreements | Sonoma National Bank 181 KB |
| 02/05/2004 | Complaint, Responses, Designation of Counsel and Extensions of Time | Complaint 128 KB |
| 07/27/2004 | ADR Memoranda, Notifications and Responses | Negotiated Settlement: ADR 160 58 KB |
| 04/27/2004 | Commitment to Submit Matter to ADR Program 80 KB | |
| 04/12/2004 | Case for ADR Activation 153 KB | |
| 08/04/2004 | Certifications | Negotiated Settlement: Sonoma National Bank. (Pre-MUR 418) 35 KB |
| 04/16/2004 | Sonoma National Bank Santa Rosa, CA. (Pre-MUR 418) 32 KB | |
| 02/11/2015 | Civil Penalties, Disgorgements, Other Payments and Letters of Compliance | Memorandum of Compliance 35 KB |
| 09/02/2004 | Sonoma National Bank 38 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | Sonoma National Bank |
| Complainant | Comptroller of the Currency |
| Respondent's counsel | Lea, Lyman G., Esq. |