ADR 1166
Team Herschel, Inc.Summary
REFERRING OFFICE: FEC Reports Analysis Division
RESPONDENT: Team Herschel, Inc.
ELECTION CYCLES: 2022
OPENING DATE: 04/16/2024
CLOSING DATE: 09/04/2024
DISPOSITION: The Commission decided by a vote of 6-0 to take the following actions in ADR 1166:1. Approve the Negotiated Settlement of Team Herschel, Inc and Salvatore Purpura, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the ADR Office dated August 28, 2024.2. Approve the appropriate letters.3. Close the file on this matter.
Disposition
| Disposition | Penalty | Respondent |
|---|---|---|
| Settlement Agreement | $2,800.00 | Team Herschel, Inc. |
| Purpura, Salvatore A. |
Documents
| Date | Type | Title |
|---|---|---|
| 09/13/2024 | ADR Settlement Agreements | Team Herschel, Inc. and Salvatore A. Purpura, Treasurer (C00787853) 931 KB |
| 08/28/2024 | ADR Memoranda, Notifications and Responses | Recommendation to Approve Negotiated Settlement 817 KB |
| 05/15/2024 | Commitment to Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 720 KB | |
| 05/14/2024 | Notification to Team Herschel, Inc., and Salvatore A. Purpura, Treasurer 808 KB | |
| 04/30/2024 | Informational Memo on Assignment 808 KB | |
| 04/16/2024 | RAD Referral to Alternative Dispute Resolution Office 1 MB | |
| 09/04/2024 | Certifications | Team Herschel, Inc and Salvatore Purpura, Treasurer (RAD 24L-13) (C00787853) (Recommendation to Approve Negotiated Settlement) 695 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | Team Herschel, Inc. |
| Treasurer | Purpura, Salvatore A. |
| Representative | Passantino, Stefan C., Esq. |