ADR 1009
LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North DakotaSummary
REFERRING OFFICE: FEC Reports Analysis Division
RESPONDENT: LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North Dakota
ELECTION CYCLE: 2020
OPENING DATE: 04/22/2021
CLOSING DATE: 07/28/2021
DISPOSITION: The Commission decided by a vote of 6-0 to take the following actions in ADR 1009 (RAD 21L-15): Approve the Negotiated Settlement of LIUNA Minnesota & North Dakota/Laborers’ District Council of Minnesota & North Dakota and Joel A. Smith, Treasurer, as recommended in the Memorandum from the Chief Compliance Officer and the ADR Office dated July 21, 2021. Approve the appropriate letters. Close the file on this matter.
Disposition
| Disposition | Penalty | Respondent | Citation |
|---|---|---|---|
| Settlement Agreement | $4,300.00 | Smith, Joel A. |
52
U.S.C.
§30104(g)(2)
11 CFR 104.4(b)(2) |
| LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North Dakota |
52
U.S.C.
§30104(g)(2)
11 CFR 104.4(b)(2) |
||
| Conduct internal education program for employees or staff | Non-monetary term | LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North Dakota | |
| Smith, Joel A. |
Documents
| Date | Type | Title |
|---|---|---|
| 08/04/2021 | ADR Settlement Agreements | LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North Dakota and Joel A. Smith, Treasurer 950 KB |
| 07/21/2021 | ADR Memoranda, Notifications and Responses | Recommendation to Approve Negotiated Settlement 864 KB |
| 05/12/2021 | Commitment to Submit Matter to ADR Program and Statement of Designation of Representative/Counsel 752 KB | |
| 05/06/2021 | Notification to LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North Dakota and Joel A. Smith, Treasurer 765 KB | |
| 04/27/2021 | Informational Memo on Assignment 804 KB | |
| 04/22/2021 | Reports Analysis Division Referral to Alternative Dispute Resolution Office 666 KB | |
| 07/28/2021 | Certifications | LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North Dakota and Joel A. Smith, Treasurer (C00684332) (Recommendation to Approve Negotiated Settlement) (RAD 21L-15) 692 KB |
Participants
| Relationship | Name |
|---|---|
| Respondent | LIUNA Minnesota & North Dakota/Laborers' District Council of Minnesota & North Dakota |
| Treasurer | Smith, Joel A. |
| Representative | Zoll, David J. |