
The Chief Compliance Officer provides leadership to the Commission’s disclosure and compliance programs. The Compliance Officer’s primary responsibilities are monitoring and overseeing the operations of the Audit Division, Reports Analysis Division, Office of Administrative Review, and Office of Alternate Dispute Resolution.
|
Chief Compliance Officer, 8/2007 – present … Assistant Staff Director Reports Analysis Division, 12/1980 – 8/2007 … Co-Director Planning and Management, 11/78 – 12/1980 … George Mason University, B.S., Business Administration, Personnel Management, 1976 |
800-424-9530 (press 0, then ext. 1181)
202-694-1181