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BEFORE THE FEDERAL ELECTION COMMISSION
In the matter of
|In re Hillary Rodham Clinton for
US Senate Exploratory Committee, et al.
STATEMENT OF REASONS
On October 10, 2000, the Commission rejected the General Counsels recommendation that MUR 4960 be dismissed as not warranting further action relative to other cases pending before the Commission. Instead, the Commission voted 4-2 to find no reason to believe that Hillary Rodham Clinton and the Hillary Rodham Clinton for US Senate Exploratory Committee (Respondents) received excessive contributions in violation of 2 USC § 441a(a)(1)(A) of the Federal Election Campaign Act (FECA).
Standard for Summary Dismissals
Any person who believes a violation of the FECA has occurred may file a complaint with the Commission. 2 USC § 437g(a)(1). The FECA anticipates that the Commission may summarily dismiss the complaint before the expiration of the 15 days afforded to alleged violators to set forth their reasons why no action should be taken against them. Id. After the response period closes, the Commission has the power to investigate alleged FECA violations only where there is reason to believe that a violation has been, or is about to be, committed. 2 USC § 437g(a)(2).
The Commission may find reason to believe if a complaint sets forth sufficient specific facts, which, if proven true, would constitute a violation of the FECA. See 11 CFR 111.4(a), (d). Complaints not based upon personal knowledge should identify a source of information that reasonably gives rise to a belief in the truth of the allegations presented. See 11 CFR 111.4(d)(2); April 11, 2000 First General Counsels Report in MUR 4545 (Clinton/Gore 96 Primary Comm./Amtrak) (While the available evidence is inadequate to determine whether the costs of the Train Trip were properly paid, the complainants allegations are not sufficient to support a finding of reason to believe . . . .); Statement of Reasons (SOR) in MUR 3534 (Bibleway Church of Atlas Road) ([T]here was a lack of evidence indicating the literature was distributed on behalf of the [Respondent] or at its expense, among reasons for dismissal.)
Unwarranted legal conclusions from asserted facts, see SOR in MUR 4869 (American Postal Workers Union), or mere speculation, see SOR of Chairman Wold and Commissioners Mason and Thomas in MUR 4850 (Fossella), will not be accepted as true. In addition, while credibility will not be weighed in favor of the complainant or the respondent, a complaint may be dismissed if it consists of factual allegations that are refuted with sufficiently compelling evidence provided in the response to the complaint, see MUR 4852 (Wiebe), or available from public sources such as the Commissions reports database.
Complaint and Response
The Complaint alleges that the cost of President and Mrs. Clintons move from the White House to Chappaqua, New York was financed by third parties, in violation of applicable campaign finance requirements. Compl. at 2. The Complainant attests that [p]ublic and private monies and/or other benefits and preferences that appear to be derived from questionable sources are being bestowed on Mrs. Clinton and her campaign committee. Id.
Complainants factual assertions rest on two bases: Mrs. Clintons lawyer failed to respond to a letter from the Complainant inquiring as to who would be paying for the decorating, furnishing and renovation of the Clintons New York home, id. at 2-3; and media reports indicate that old friends are decorating the Clintons home, and federal government employees, i.e., Secret Service personnel, are assisting with the move. Id. at 3. One of the media reports cited attributes Mrs. Clintons spokeswoman with a statement that the Clintons were paying their moving bill themselves. Compl. Exh. 3.
The response asserts that the Complaint is both without factual basis and implicates conduct outside the FECAs coverage.
Two threshold deficiencies are conspicuous in the Complaint. First, it does not provide evidence that the costs of the Clintons move to New York are in connection with Mrs. Clintons Senate election. While it is true that Mrs. Clinton needed to establish residency in New York in order to run for the Senate there, she could have done so by securing a smaller and less costly residence or possibly without acquiring a permanent residence at all. Thus, the cost of moving into the home the Clintons purchased was not shown to be a campaign expense.
Second, no adverse inference, let alone an admission, may necessarily be found in a person choosing not to respond to correspondence. This is especially true of public figures who receive a large amount of correspondence from persons or groups with whom they are not personally acquainted. While no one would question that silence when one would be expected to speak is a powerful persuader, Libutti v. United States, 178 F.3d 114, 120 (2d Cir. 1999) (emphasis added), no such expectations should have arisen in this case. Correspondence posed to a First Ladys lawyer by a watch dog organization does not raise an expectancy that a response was in order.
While the complaint generally alleges that the move was financed by third parties, the only specific allegations involved assistance by old friends, i.e., volunteers, which would not constitute contributions or expenditures under the Act, see 2 USC § 431(8)(B)(i), and Secret Service personnel, i.e., federal government funds, which are likewise exempt from the Act. See 2 USC § 431(11). Moreover, one of the media reports attached to the Complaint specifically states that the Clintons were paying the moving bill themselves. Thus, the only evidence cited by the Complainant directly contradicts his speculation (e.g., financial assistance apparently provided (emphasis added)) that the move may have been financed by gifts from private sources. Such purely speculative charges, especially when accompanied by a direct refutation, do not form an adequate basis to find reason to believe that a violation of the FECA has occurred. See MUR 4850.
To meet the threshold for reason to believe, the complainant should have provided some evidence upon which one could reasonably conclude that third parties actually paid for the move (as opposed to merely speculating that someone must have). Absent personal knowledge, the Complainant, at a minimum, should have made a sufficiently specific allegation (i.e., as to who supposedly made payments, along with some reasonable basis for the belief), so as to warrant a focused investigation that can prove or disprove the charge.
Finally, even if the complaint had shown that sources other than the Federal government and the Clintons themselves had paid for the move, there would have to be some indication the payment would not have been made irrespective of the candidacy. 11 CFR 113.1(g)(6). The complaint failed completely to address, much less provide any evidence regarding, this essential element of the violation it alleged.
For these reasons, the Commission found no reason to believe that Respondents did not receive excessive contributions in violation of 2 USC § 441(a)(1)(A).
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David M. Mason, Commissioner Karl J. Sandstrom, Commissioner
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Bradley A. Smith, Commissioner Scott E. Thomas, Commissioner
December 21, 2000
 Commissioners McDonald and Wold dissented, preferring the General Counsels recommendation to dismiss on prosecutorial discretion grounds because the case was low-rated under the Enforcement Priority System.