E&J Citation Index
General Regulations: Part 114

The Citation Index lists numerically, then chronologically, all regulations that have a written Explanation and Justification (E&J).

For each regulation listed, the index provides the subject and the year the rule took effect. (For notices prior to April 2005, the page number in the Paper Version of the Compilation is also included.) Be aware that a citation may cover different subjects over the years. The conversion tables trace the periodic reorganization and renumbering of regulations. The Appendix lists previous citations for any current regulation that has been renumbered. Users of this Compilation are referred to the Appendix by an asterisk next to the subject category in this index. If the E&J simply explains an amendment to the regulation, but not a change in Commission policy or citation, only the year and the page are given for the E&J. To locate a particular E&J for a regulation, simply look up the citation, then match up the subject and year, and click on the Year/Link listed.

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Part 114: Corporate and Labor Organization Activity

Citation		Subject	Year/ Link	Paper Version Page
114.1	-	Definitions	1977	62
-	-	-	1980	136
-	-	-	1992	339
-	-	-	1994	369
-	-	-	1994	412
-	-	-	1996	492
-	-	-	1999	538
-	-	-	2002	645
-	(a)	Contribution and expenditure	1977	62
-	-	-	1980	136
-	-	-	1992	339
-	-	-	1994	412
-	-	-	1996	492
-	(a)(1)	Contribution and expenditure	1977	62
-	-	-	1980	136
-	-	-	1996	492
-	-	-	2002	747
-	(a)(2)	Exemptions	1977	62
-	-	-	1980	136
-	-	-	1992	339
-	-	-	1994	412
-	-	-	1996	492
-	(a)(2)(i)	Communications	1977	62
-	(a)(2)(ii)	Voter drives	1977	62
-	-	-	1996	492
-	(a)(2)(iii)	Separate segregated fund	1977	62
-	(a)(2)(iv)	Honoraria	1977	62
-	-	Section deleted	1992	339
-	(a)(2)(v)	Corporate vendors	1977	63
-	(a)(2)(vi)	Legal or accounting services rendered to party	1977	63
-	-	-	1980	136
-	(a)(2)(vii)	Legal or accounting services rendered to campaign	1977	63
-	-	-	1980	136
-	(a)(2)(viii)	Convention activity	1977	63
-	-	-	1994	412
-	(a)(2)(ix)	Building fund	1977	63
-	-	-	1980	136
-	-	-	2002	645
-	(b)	Establishment, administration and solicitation costs	1977	63
-	(c)	Executive or administrative personnel	1977	63
-	(c)(2)(iii)	Former personnel who aren't stockholders	1977	63
-	(c)(2)(iv)	Consultants	1977	63
-	(c)(3)	Individuals on commission	1977	63
-	(d)	Labor organization	1977	63
-	(e)	Members	1977	64
-	-	-	1993	375
-	-	-	1999	538
-	(e)(1)	Membership association	1993	375
-	-	-	1999	538
-	(e)(2)	Definition of member	1993	375
-	-	-	1999	538
-	(e)(2)(i)	Investment or ownership stake	1993	375
-	(e)(2)(ii)	Dues and voting rights	1993	375
-		Annual membership dues	1999	538
-	(e)(2)(iii)	Significant voting rights	1993	376
-	(e)(3)	Special cases	1993	376
-	(e)(4)	Members of local union	1993	377
-	(e)(5)	Multi-tiered organizations	1999	538
-	(e)(6)	Inapplicability of State law	1999	538
-	(f)	Method of facilitating the making of voluntary contributions	1977	64
-	(g)	Method of soliciting voluntary contributions	1977	64
-	(h)	Stockholder	1977	64
-	(i)	Voluntary contributions	1977	64
-	(j)	Restricted class for communications	1996	492
114.2	-	Prohibitions on contributions and expenditures	1977	64
-	-	-	1995	465
-	-	-	1996	493
-	-	-	2002	694
-	-	-	2005	-
-	-	Prohibitions on contributions, expenditures and electioneering communications	2007	-
-	(a)	Prohibition on national banks and federally chartered corporation	1977	64
-	-	-	1996	493
-	-	-	2005	-
-	(a)(1)	Application of laws to national bank and federally chartered corporation	1977	64
-	(b)	Prohibition on any corporation	1977	64
-	-	-	1995	465
-	-	-	1996	493
-	-	-	2002	694
-	-	-	2007	-
-	(b)(1)	Prohibited corporate contributions	2002	694
-	-	-	2002	747
-	(b)(2)(i)	Prohibited corporate expenditures	2002	694
-	-	-	2002	747
-	(b)(2)(ii)	Prohibited express advocacy beyond restricted class	2002	694
-	(b)(2)(iii)	*Prohibited electioneering communications	2002	694
-	-	Removed	2007	-
-	(b)(3)	*Prohibited electioneering communications	2007	-
-	(c)	Coordination of activity with candidates	1996	493
-	-	-	2002	747
-	(d)	* Knowing acceptance of prohibited contribution	1996	493
-	(e)	* Consent to making of prohibited contribution	1996	493
-	(f)(1)	Facilitating the making of contributions	1996	494
-	-	-	2002	747
-	(f)(2)	Examples of facilitation	1996	494
-	-	-	2005	-
-	(f)(2)(i)(A)	Employees engaged in fundraising	1996	494
-	(f)(2)(i)(B)	Use of facilities	1996	494
-	(f)(2)(i)(C)	Use of list	1996	494
-	(f)(2)(i)(D)	Use of meeting rooms	1996	494
-	(f)(2)(i)(E)	Catering and food services	1996	494
-	(f)(2)(iii)	Soliciting earmarked contributions	1996	495
-	(f)(2)(iv)	Use of coercion	1996	495
-	(f)(3)	Examples of what is not facilitation if conducted by SSF	1996	495
-	(f)(4)	Examples of what is not facilitation if conducted by corporation/labor organization	1996	495
-	(f)(4)(iii)	Soliciting earmarked contributions through SSF	1996	495
-	(f)(5)	Facilitation is not incidental services provided by corporate member as collecting agent for trade association, including payroll deduction	2005	-
114.3	-	Partisan communications	1977	64
-	-	-	1980	136
-	-	-	1983	169
-	-	-	1984	195
-	-	Communications to restricted class	1996	495
-	(a)	General	1983	169
-	-	-	1984	195
-	-	-	1996	495
-	(a)(1)	Communications with restricted class	1983	169
-	-	-	1984	195
-	-	-	1996	495
-	-	-	2002	747
-	(a)(2)	Communications by membership organizations	1983	169
-	-	-	1984	195
-	(b)	Reporting of communications	1977	64
-	-	-	1980	136
-	-	-	1983	169
-	-	-	1984	195
-	-	-	1996	495
-	-	-	2002	747
-	(c)	Manner of making	1977	65
-	-	-	1983	169
-	-	-	1984	195
-	-	Communications containing express advocacy	1996	495
-	(c)(1)	Communication of organization's views	1977	65
-	-	-	1983	169
-	-	-	1984	195
-	(c)(1)(ii)	News in publications	1983	169
-	-	-	1984	195
-	(c)(2)	Candidate appearances	1977	65
-	-	-	1983	169
-	-	-	1984	195
-	-	-	1996	496
-	(c)(2)(iv)	Coverage by news media	1996	496
-	(c)(3)	Phone banks	1977	66
-	-	-	1983	170
-	-	-	1984	195
-	(c)(4)	Registration and get out the vote drives	1977	66
-	-	-	1983	170
-	-	-	1984	195
-	-	-	1996	497
114.4	-	Nonpartisan communications	1977	66
-	-	-	1983	170
-	-	-	1984	195
-	-	Communications beyond restricted class	1996	497
-	-	-	1996	504
-	-	-	2003	796
-	-	-	2007	-
-	(a)	Nonpartisan communication by corporation or labor organization to employees or restricted class	1983	170
-	-	-	1984	195
-	-	General	1996	497
-	-	-	2002	747
-	(a)(1)	General	1983	170
-	-	-	1984	195
-	(a)(1)(i)	Nonpartisan communications by corporations and labor organizations	1983	170
-	-	-	1984	195
-	(a)(1)(ii)	Nonpartisan communications by other organizations	1983	170
-	-	-	1984	195
-	(a)(2)	Nonpartisan candidate and party appearances on corporate premises or at function	1983	170
-	-	-	1984	195
-	(a)(2)(ii)	Appearances by Presidential and Vice Presidential candidates	1983	170
-	-	-	1984	195
-	(a)(3)	Nonpartisan candidate and party appearances on labor organization premises or at function	1983	170
-	-	-	1984	196
-	(b)	Nonpartisan candidate appearances	1977	66
-	-	Nonpartisan communications by corporations and labor organizations to the general public	1983	170
-	-	-	1984	196
-	-	Communications to employees beyond restricted class	1996	497
-	(b)(1)	General	1983	170
-	-	-	1984	196
-	-	Candidate appearances on corporate premises or at corporate functions	1996	497
-	(b)(1)(i)	Opportunity for other candidates to appear	1996	497
-	(b)(1)(iii)	Opportunity for other political parties to appear	1996	498
-	(b)(1)(iv)	Solicitation and collection of contributions	1996	498
-	(b)(1)(v)	No express advocacy	1996	497
-	(b)(1)(vi)	Similar time and location	1996	498
-	(b)(2)	Nonpartisan registration and voting communications	1983	170
-	-	-	1984	196
-	-	Candidate appearances on labor organization premises or at labor organization functions	1996	497
-	(b)(2)(i)	Factors in determination of nonpartisan communication	1983	170
-	-	-	1984	196
-	(b)(2)(ii)	Media through which a communication may be made	1983	170
-	-	-	1984	196
-	-	No express advocacy	1996	497
-	(b)(3)	Official registration and voting information	1983	170
-	-	-	1984	196
-	(b)(3)(iii)	Printing of registration materials and voter information	1983	170
-	-	-	1984	196
-	(b)(4)	Appearances on labor organization facilities	1977	66
-	-	Voting records	1983	170
-	-	-	1984	196
-	(b)(5)	Appearances on labor organization facilities	1977	66
-	-	Voter guides	1983	170
-	-	-	1984	196
-	(b)(5)(i)	Nonpartisan voter guides	1983	170
-	-	-	1984	196
-	-	Rule invalidated	1996	499
-	(b)(5)(i)(A)	Candidates to be included in guide	1984	196
-	-	Rule invalidated	1996	499
-	(b)(5)(i)(B)	Candidates' responses in voter guide	1984	196
-	-	Rule invalidated	1996	499
-	(b)(5)(i)(C)	Wording of questions	1984	196
-	-	Rule invalidated	1996	499
-	(b)(5)(i)(D)	Editorial opinion or support within guide	1984	196
-	-	Rule invalidated	1996	499
-	(b)(5)(i)(E)	Inclusion of biographical information	1984	196
-	-	Rule invalidated	1996	499
-	(b)(5)(i)(F)	Area of distribution	1984	196
-	-	Rule invalidated	1996	499
-	(b)(5)(ii)	Candidates' responses in voter guides	1983	170
-	(b)(5)(iii)	Wording of questionnaires in voter guide	1983	171
-	(b)(5)(iv)	Express advocacy within voter guide	1983	171
-	(b)(5)(v)	Inclusion of biographical information	1983	171
-	(b)(5)(vi)	Geographic area	1983	171
-	(c)	Nonpartisan registration and voter information	1977	67
-	-	Nonpartisan registration and get-out-the-vote drives	1983	171
-	-	-	1984	196
-	-	Communications to general public	1996	499
-	-	-	2007	-
-	(c)(1)	Requirements for conducting nonpartisan drives	1977	66
-	-	-	1983	171
-	-	-	1984	196
-	-	-	2007	-
-	(c)(1)(ii)	Table for distribution of voting information	1983	171
-	-	-	1984	197
-	(c)(2)	No candidate endorsement	1977	66
-	-	Donation of funds	1983	171
-	-	-	1984	197
-	-	Registration and voting communications	1996	499
-	(c)(3)	Use of personnel and facilities	1983	171
-	-	-	1984	197
-	-	Official registration and voting information	1996	499
-	(c)(3)(ii)	Distribution of registration forms and absentee ballots	1996	499
-	(c)(4)	When co-sponsorship not required	1983	171
-	-	-	1984	197
-	-	Voting records	1996	499
-	(c)(5)	Identification of drive sponsors	1983	171
-	-	-	1984	197
-	-	Voter guides	1996	499
-	-	-	2003	796
-	(c)(5)(i)	Voter guide produced without coordination with campaign	1996	499
-	-	-	2003	796
-	(c)(5)(ii)	Voter guide produced with limited contact with campaign	1996	499
-	-	-	2003	796
-	(c)(6)	Endorsement	1996	500
-	(c)(6)(ii)	No coordination with campaign	1996	500
-	(c)(7)	Candidate appearances at educational institutions	1996	500
-	(c)(7)(i)	Institution may charge candidate for use	1996	500
-	(c)(7)(ii)	Use of facilities at no charge or reduced charge	1996	500
-	(c)(7)(ii)(B)	No express advocacy or favoritism	1996	501
-	(c)(8)	Electioneering communications	2007	-
-	(d)	Nonpartisan registration and get-out-the-vote drives	1977	67
-	-	Candidate appearances at membership organization facilities	1983	171
-	-	-	1984	197
-	-	Registration and get-out-the-vote drives	1996	501
-	(d)(1)	No express advocacy	1996	501
-	(d)(2)	No coordination with candidate or political party	1996	501
-	(d)(3)	No targeting voters of favored party	1996	502
-	(d)(4)	Facilities of corporation	1977	67
-	-	Services made available regardless of political preference	1996	501
-	(d)(5)	No payment to register particular voters	1996	501
-	(d)(6)	Notification that assistance available regardless of political preference	1996	502
-	(e)	Funding of candidate debates	1979	108
-	-	-	1980	120
-	-	* Candidate appearances at membership organization facilities or functions	1996	502
-	(f)	Candidate debates	1996	502
-	-	-	1996	504
114.5	-	Separate segregated funds	1977	67
-	-	-	1980	136
-	-	-	1984	196
-	-	-	1989	284
-	(a)	Voluntary contributions to a separate segregated fund	1977	67
-	(a)(1)	Money obtained by coercion or condition	1977	68
-	(a)(2)	Guideline for contributions	1977	68
-	(a)(5)	Required disclosures	1977	68
-	(b)	Use of treasury monies	1977	68
-	(c)	Membership in separate segregated funds	1977	69
-	(d)	Control of funds	1977	69
-	(e)	Disclosure	1977	69
-	-	-	1980	136
-	(e)(2)(i)	Separate segregated fund costs incurred for express advocacy communication	1980	136
-	-	-	2002	747
-	(f)	Contribution limits	1977	69
-	(g)	Solicitations	1977	69
-	-	-	1989	284
-	(g)(1)	Affiliation factors	1989	284
-	(h)	Accidental or inadvertent solicitation	1977	69
-	(i)	Communications paid for with voluntary contributions	1977	69
-	(j)	Acceptance of contributions	1977	70
-	(k)	Availability of methods	1977	70
-	(l)	Methods permitted by law to labor organizations	1977	70
114.6	-	Twice yearly solicitations	1977	70
-	-	-	1996	484
-	(c)	Written solicitation	1977	70
-	(d)	Custodial arrangement	1977	70
-	-	-	1996	484
-	(d)(3)(i)	Confidentiality of records	1996	484
-	(d)(5)	Who may serve as custodian	1996	484
-	(e)	Availability of methods	1977	71
-	(e)(2)	Restricted to SSF solicitation	1977	71
-	(e)(3)	Requirements for corporation	1977	71
-	(e)(4)	Notification of labor organization	1977	71
-	(e)(5)	Solicitation of labor organization employees	1977	72
114.7	-	Membership organizations, cooperatives or corporations without capital stock	1977	72
-	-	-	1993	377
-	-	-	1999	538
-	(a)	Solicitation rights	1977	72
-	(b)	No waiver of corporate/labor prohibition	1977	72
-	(c)	Trade association solicitations	1977	72
-	(d)	Incorporated professional organization	1977	72
-	(g)	Separate segregated fund	1977	72
-	(h)	Communication rights	1977	72
-	(i)	Mutual life insurance company	1977	73
-	(j)	Prohibition on soliciting separate segregated funds of members	1977	73
-	(k)	Cooperatives	1993	378
-	-	-	1999	538
-	(k)(1)	Solicitation rights of federated or rural cooperative	1993	378
-	(k)(2)	Communication rights of cooperative	1993	378
114.8	-	Trade associations	1977	73
-	-	-	1983	192
-	-	-	1989	272
-	-	-	1999	538
-	-	-	2005	-
-	(a)	Definition	1977	73
-	(c)	Solicitation of member corporation's restricted class	1977	73
-	-	-	1983	192
-	(c)(2)	Limit on authorization	1983	192
-	(d)	Separate and specific approval	1977	73
-	-	-	1983	192
-	(d)(2)	Retention of approved requests	1977	73
-	-	-	1983	192
-	(d)(4)	Separate authorization	1983	192
-	(e)	Solicitation after approval	1977	74
-	(e)(3)	Solicitation method by trade association	2005	-
-	(e)(4)	Corporate member as collecting agent	2005	-
-	(e)(4)(i)	Incidental services	2005	-
-	(e)(4)(ii)	Payroll deductions	2005	-
-	(e)(4)(iii)	Equal access for labor organizations	2005	-
-	(e)(4)(iv)	Reimbursement by labor organizations	2005	-
-	(f)	Solicitation of parent or subsidiary	1977	75
-	-	-	1989	272
-	(g)	Federations of trade associations	1977	75
-	-	-	1989	284
-	-	-	1999	538
-	(g)(1)	Affiliates of trade association federation	1989	284
-	(h)	Communications other than solicitations	1977	75
-	(i

E&J Citation Index General Regulations: Part 114

Part 114: Corporate and Labor Organization Activity

Citation

Subject

Year/ Link

Paper Version Page

E&J Citation Index
General Regulations: Part 114

Year/
Link

Paper
Version
Page