G. Definitions
Act—The
Federal Election Campaign Act of 1971 (2 U.S.C. §§431 et seq.), as amended. 100.18.
Administrative
Expenses—Rent, utilities,
office equipment, office supplies, routine building maintenance and other
operating costs not attributable to a specific candidate. 106.7(c)(2).
Advisory
Opinion (AO)—A formal
Commission response regarding the legality of a specific activity proposed in
an advisory opinion request (AOR). Part 112.
Affiliated—See below.
Affiliated
Committees—Committees
and organizations that are considered one committee for purposes of the
contribution limits. 110.3(a)(1).
• A state party
committee and local party committees and organizations within that state are
presumed to be affiliated unless the local party unit can demonstrate
otherwise. 110.3(b)(3)
• All committees
authorized by the same candidate for the same election. 100.5(g)(1);
110.3(a)(1)(i).
• Committees or
organizations established, financed, maintained or controlled by the same
corporation, labor organization, person or group. 100.5(g)(2); 110.3(a)(1)(ii).
Allocation
Account—A separate
federal account into which funds from either a committee’s federal and
nonfederal accounts, or from its federal and Levin accounts, are deposited
solely to pay expenses that must be allocated. (Committee must have separate
allocation accounts for its federal/nonfederal allocation and for its federal/Levin
allocation.) 106.7(f) and 300.33(d).
Agent (of a party)— An agent is any person that has actual authority,
either expressed or implied, to engage in certain activities on behalf of the
committee.
• In the case of state and
local party committees, these activities are 1) expending or disbursing any
funds for federal election activity, 2) transferring or accepting transfers of
funds for federal election activity, 3) engaging in joint fundraising activity
if any part of the funds are to be used for federal election activity, or
soliciting any funds for, or making or directing any donations to, any
tax-exempt 501(c) organization or 527 organization that is not also a political
committee, a party committee or an authorized campaign committee. 300.2(b)(2).
• In the case of the national
party committees, these activities are 1) soliciting, directing or receiving a
contribution, donation or transfer of funds or, 2) soliciting any funds for, or
making or directing contributions to, any tax-exempt 501(c) organization or 527
organization that is not also a political committee, a party committee or an
authorized campaign committee. 300.2(b)(1).
• In the case of
communications, for all party
committees, the activities include requesting or suggesting that a
communication be created, produced or distributed; creating, producing or
distributing any communication at the request of a candidate; or being materially
involved in the content or distribution of a communication.109.3(a).
Agent (of a candidate)— An agent is any person that on behalf of a campaign has
actual authority, either expressed or implied, to:
• Solicit, receive, direct,
transfer or spend funds in connection with any election. 300.2(b)(3), or
• Request or
suggest that a communication be created, produced or distributed; to create,
produce or distribute any communication at the request of a candidate; or to be
materially involved in the content or distribution of a communication.109.3(b).
Authorized
Committee—See Candidate
Committee.
Bank—A state bank, a federally chartered
depository institution (including a national bank) or a depository institution
insured by the Federal Deposit Insurance Corporation or the National Credit
Union Administration. 103.2; 100.82(a)-(d); 100.142(a)-(d).
Candidate—An individual seeking nomination or
election to federal office becomes a candidate when he or she and agents acting
on his or her behalf raise contributions or make expenditures that exceed
$5,000. 100.3(a).
Candidate
Committee—A principal
campaign committee or any other political committee authorized in writing by a
federal candidate to receive contributions and make expenditures on the
candidate’s behalf. 100.5(e)(1) and 100.5(f)(1). The Act and FEC regulations
refer to candidate committees as “authorized committees.”
Candidate’s
Campaign—A candidate
for federal office, his or her authorized agents, principal campaign committee
and other authorized committees.
Clearly Identified Candidate—A candidate
is clearly identified when his or her name, nickname, drawing or photograph
appears in a communication or when his or her identity is otherwise apparent
through an unambiguous reference (such as “the President,” “your Congressman”
or “the incumbent”) or through an unambiguous reference to his or her status as
a candidate (such as “the Democratic Presidential nominee” or “the Republican
candidate for Senate in the State of Georgia”). 100.17.
Commercial
Vendor—A person whose
usual and normal business involves the sale, rental, lease or provision of the goods
or services it provides to a candidate or political committee. 116.1(c).
Committee—As generally used in this guide, a
political committee. (In Appendix E, however, the term means a political
committee or an unregistered group.)
Contribution—A payment, service or anything of
value given to influence a federal election. 100.52(a).
Coordinated—Made in cooperation, consultation or
concert with, or at the request or suggestion of, a candidate, a candidate’s
authorized committee or their agents, or a political party committee or its
agents. 109.20
Coordinated
Communication—A
communication that satisfies a three-prong test. 1) the communication must be paid for by a
person other than a federal candidate, a candidate’s authorized committee or
political party committee, or any agent of any of the foregoing (but see also
“Party Coordinated Communication,” below); 2) one or more of the four content
standards set forth in 11 CFR 109.21(c) must be satisfied; and 3) one or more
of the five conduct standards set forth in 11 CFR 109.21(d) must be
satisfied. A payment for a communication
satisfying all three prongs is an in-kind contribution to the candidate or
political party committee with which it was coordinated. 109.21.
Coordinated
Party Expenditures—Commonly
referred to as a “441a(d)” expenditure for its derivation from 2 U.S.C.
441a(d), this is a special type of expenditure that can only be made by a
national or state political party committee in connection with the general
election of a candidate. These
expenditures are subject to a separate set of limits and do not count against
the party’s normal contribution limits with respect to each candidate. 109.30, 109.32 – 109.34.
Corporation—Any separately incorporated entity
(other than a political committee that has incorporated for liability purposes
only). 100.134(l); 114.12(a). The term covers both for-profit and nonprofit
incorporated organizations and includes corporations without capital stock,
incorporated membership organizations, incorporated trade associations,
incorporated cooperatives and professional corporations.
Delegate—An individual who is or seeks to
become a delegate to a national nominating convention or to a state or local
convention, caucus or primary held to select delegates to a national nominating
convention. 110.14(b)(1).
Delegate
Committee—A group
organized for the purpose of influencing the selection of one or more
delegates. The term includes a group of delegates, a group of individuals
seeking to become delegates and a group of individuals supporting delegates.
110.14(b)(2).
District
Party Committee—See
‘local party committee’.
Earmarked
Contribution—A
contribution that the contributor directs (either orally or in writing) to a
clearly identified candidate or candidate’s committee through an intermediary
or conduit. Earmarking may take the form of a designation, instruction or
encumbrance, and it may be direct or indirect, express or implied. 110.6(b)(1).
Election—Any one of several processes by
which an individual seeks nomination for election, or election, to federal
office. They include: a primary election, including a caucus or convention that
has authority to select a nominee; a general election; a runoff election; and a
special election held to fill a vacant seat. 100.2.
Election
Year—A year in which
there are regularly scheduled elections for federal office (i.e., even-numbered
years).
Electioneering Communication – Any
broadcast, cable or satellite communication that 1) refers to a clearly
identified federal candidate, 2) is publicly distributed within 60 days of a
general election or 30 days of a primary, and 3) is targeted to the relevant
electorate, in the case of House and Senate candidates. 100.29(a).
Exempt
Party Activities—Certain
candidate-support activities that state and local party groups may undertake
without making a contribution or expenditure, provided specific rules are
followed. 100.80; 100.87; 100.89; 100.140;100.147;100.149.
Expenditure—A purchase or payment for the
purpose of influencing a federal election. A written agreement to make an
expenditure is considered an expenditure. 100.111(a); 100.112; 114.1(a).
Express
Advocacy – Unambiguously advocating the election or defeat of a
clearly identified federal candidate. There are two ways that a communication
can be defined as express advocacy (candidate advocacy): by use of certain
“explicit words of advocacy of election or defeat” and by the “only reasonable
interpretation” test. 100.22. See
Chapter 9 for further detail.
Federal
Account—An account established for activity in connection with any federal
election. 102.5(a)(1)(i).
Federal
Election—An election
for federal office.
Federal Election Activity – Activity by entities, including
state, district and local party committees which may be paid for with federal
or – in the case of the first two types – a combination of federal and Levin
funds. 1) Voter
registration activity during the period 120 days before a primary or general
election and ending on election day itself; 2) Voter identification,
get-out-the-vote and generic campaign activity
conducted in connection with an election in which a federal candidate
appears on the ballot; 3) A public communication that refers to a clearly
identified candidate for federal office and that promotes, attacks, supports or
opposes any candidate for federal office. The communication does not need to
expressly advocate the election or defeat of the federal candidate to qualify
as federal election activity; and 4) Services provided during a month by an
employee of a state, district or local party committee who spends more than 25
percent of his or her compensated time during that month on activities in
connection with a federal election.
100.24(b)
Federal
Funds—Funds which
comply with the limits, prohibitions and reporting requirements of federal law.
300.2(g).
Federal
Government Contractor—A
person who enters into a contract with any agency or department of the
Federal
Office—U.S. Presidency
and Vice Presidency and seats in the U.S. Congress: Senator, Representative,
Delegate (the
Foreign
National—A foreign
national is either: (1) an individual who is not a citizen or “national” of the
Generic
Campaign Activity—A type of federal election activity, as distinguished from
voter drive activity (see below). Generic campaign activity is a public communication that
promotes or opposes a political party and does not promote or oppose a clearly
identified federal candidate or a nonfederal candidate. 100.25.
Get-out-the-vote
activity—In regard to
federal election activity, this means contacting registered voters by
telephone, in person or by other individualized means to assist them in voting.
This activity includes, but is not limited to providing individual voters with
information about when and where polling places are open within 72 hours of the
election or transporting voters to polling places. 100.24(a)(3).
Independent
Expenditure—An
expenditure for a communication which expressly advocates the election or
defeat of a clearly identified candidate and which is not made in coordination
with any candidate or authorized committee or agent of a candidate. 100.16; 109.37.
In-Kind
Contribution—A
contribution of goods, services or property offered free or at less than the
usual and normal charge. The term also includes payments made on behalf of, but
not directly to, candidates and political committees. 100.52(d).
Joint
Contribution—A
contribution made by more than one person on a single check or other written
instrument. 110.1(k)(1).
Labor
Organization—A union or
other employee-representative organization that deals with employers on
grievances, labor disputes, wages, working conditions, etc. 100.134(b);
114.1(d).
Levin Funds – A category of funds raised by state,
district and local party committees that may be spent for certain federal
election activities. Levin funds are donations from sources
ordinarily prohibited by federal law but permitted by State law.
Local
or District Party Committee—A
political committee responsible for the day-to-day operation of a political
party at a level lower than the state level (e.g., city, county, ward).
100.14(b).
Local
Party Organization—Same
as Local Party Committee except that a local party organization is not a
political committee.
Major
Party—A political party
whose candidate in the preceding Presidential election received, as the
candidate of such party, 25 percent or more of the popular vote. 9002.6;
9008.2(c).
Memo
Entry—Supplemental or
explanatory information on a reporting schedule. The dollar amount of a memo
entry is not included in the total figure for the schedule. A memo entry is
often used to disclose additional information about an itemized transaction
that is included in the total receipts or disbursements for the current report
or a previous report.
Minor
Party—A political party
whose candidate in the preceding Presidential election received, as the
candidate of such party, 5 percent or more, but less than 25 percent, of the
popular vote. 9002.7; 9008.2(d).
Multicandidate
Committee—A political
committee that has been registered at least 6 months, has more than 50
contributors and, with the exception of state party committees, has made
contributions to at least 5 candidates for federal office. 100.5(e)(3).
National
Committee—An
organization that, by virtue of the bylaws of a political party, is responsible
for the day-to-day operation of the political party at the national level, as
determined by the Commission. 100.13.
National
Party Committee—A
political committee established and maintained by a national political party. A
party’s national committee, House campaign committee and Senate campaign
committee are defined as national party committees. 110.1(c)(2); 110.2(c)(2);
110.3(b)(2).
Negative
Entry—A negative amount
entered on a reporting schedule, shown in parentheses on a schedule. The amount
is subtracted from the total balance for that schedule.
Net
Debts Outstanding—The
total of a candidate committee’s unpaid debts with respect to a particular
election, including estimated costs to liquidate the debts plus costs of
terminating political activity (if appropriate) minus cash on hand and
receivables. 110.1(b)(3)(ii); 110.2(b)(3)(ii).
New
Party—A political party
that is neither a major party nor a minor party. 9002.8; 9008.2(f).
Nonconnected
Committee—A political
committee that is not a party committee, a separate segregated fund or an
authorized committee of a candidate.
Nonelection
Year—A year in which
there is no regularly scheduled federal election (i.e., odd-numbered years).
Nonfederal
Account—An account
established solely for activity in connection with nonfederal (state and local)
elections. 102.5(a)(1)(i).
Nonfederal
Election—An election
for state or local office.
Nonmajor
Party—A political party
that is either a minor party or a new party.
Ongoing
Committee—A political
committee that has not terminated and does not qualify as a terminating
committee. 116.1(b).
Operating
Expenditures—The same
as Administrative Expenses, but also includes disbursements for salaries that
do not qualify as federal election activity.
Organization—Generally used in this guide to mean
a group that is not a political committee.
PAC—Acronym for Political Action Committee.
Party
Committee—A political
committee which represents a political party and is part of the official party
structure at the national, state or local level. 100.5(e)(4).
Party
Coordinated Communication—
A communication that
satisfies a similar three-prong test as for a “coordinated communication” (see
above), except that the first prong requires that the communication be paid for
by a political party committee or its agents.
A payment for a communication satisfying all three prongs is either an in-kind
contribution to, or a “coordinated party expenditure” on behalf of, the
candidate with whom it was coordinated. 109.37.
Party
Organization—Same as
Party Committee except that a party organization is not a political committee.
Permissible
Funds—Funds which do
not violate the Act’s limits or prohibitions.
Person—An individual, partnership or any
group of persons (such as a political committee, corporation or labor
organization), not including the federal government. 100.10.
Political
Action Committee (PAC)—Popular
term for a political committee that is neither a party committee nor an
authorized committee of a candidate. PACs established, administered or
financially supported by corporations or labor organizations are called
separate segregated funds (SSFs); other PACs are called nonconnected
committees.
Political
Committee—An entity
that meets one of the following conditions:
• A state party
committee or nonparty committee (e.g., a nonconnected committee), club,
association or other group of persons that receives contributions or makes
expenditures, either of which aggregate over $1,000 during a calendar year.
• A local unit
of a political party that: (1) receives contributions aggregating over $5,000
during a calendar year; (2) makes contributions or expenditures that aggregate
over $1,000 during a calendar year; or (3) makes payments aggregating over
$5,000 during a calendar year for exempt party activities.
• An authorized
committee of a candidate (see definition of “candidate” and “candidate committee”).
• Any separate
segregated fund upon its establishment. 100.5(a)–(d).
Political
Party—An organization
that nominates or selects a candidate for election to federal office whose name
appears on the election ballot as the candidate of the organization. 100.15.
Principal
Campaign Committee—A
committee authorized by the candidate as the principal committee of his or her
campaign. 100.5(e)(1).
Public
Communication—A
communication by means of any broadcast or satellite communication, newspaper,
magazine, outdoor advertising facility, mass mailing or telephone bank to the
general public, or any other form of general public political advertising.
100.26.
Refunded
Contribution—A
contribution is refunded when the recipient committee deposits the contribution
and sends the contributor a check for the amount (or a portion) of the
contribution. 103.3(b). Compare with Returned Contribution.
Restricted
Class—The executive and
administrative personnel, members and stockholders (and the families of each)
of a corporation or labor organization. 114.1(j).
Returned
Contribution—A
contribution is returned when the recipient committee sends the original check
(or other negotiable instrument) back to the contributor, without depositing
it. 103.3(a). Compare with Refunded Contribution.
Runoff
Election—An election
held after a primary or a general election when no candidate wins the previous
election. 100.2(d).
Separate
Segregated Fund (SSF)—A
political committee established, administered or financially supported by a
corporation or labor organization. 114.1(a)(2)(iii) and 100.6. SSFs are
popularly called political action committees or PACs.
Solicit—With
regard to 11 CFR, part 300, to solicit means to ask that another person make a
contribution, donation, transfer of funds or anything of value, either directly
or through an intermediary.
Special
Election—A primary,
general or runoff election which is not a regularly scheduled election and
which is held to fill a vacancy in the U.S. House of Representatives or the
U.S. Senate. 100.2(f).
State
Party Committee—A
political committee which, by virtue of the bylaws of a political party, is
responsible for the day-to-day operation of the party at the state level.
100.14(a).
Subordinate
Party Committee – Any
organization that is at the level of city, county, neighborhood, ward,
district, precinct or any subdivision of a State, or any organization under the
direction or control of the state committee, and is directly or indirectly
established, financed, maintained or controlled by the state, district or local
committee. 100.14(c).
Terminating
Committee—A political
committee that is winding down its activities in preparation for filing a
termination report and that has ceased to receive or make contributions (other
than to receive contributions for debt retirement purposes) and to make
expenditures (other than for payment of debts and winding-down costs).
116.1(a).
Transfer—A payment by one party committee to
an affiliated committee or to another party committee or party organization.
102.6(a)(i) – (ii) and 110.3(c)(1).
Unauthorized
Committee—A political
committee not authorized in writing by any candidate to solicit or receive
contributions or to make expenditures on behalf of a candidate. 100.5(f)(2).
Unauthorized
Single-Candidate Committee—A
political committee not authorized by any candidate, which makes contributions
or expenditures on behalf of only one candidate. 100.5(e)(2) and (f)(2).
Usual
and Normal Charge—With
regard to goods, the price of the goods in the market from which they ordinarily
would have been purchased at the time they were provided. With regard to
services, the hourly or piecework charge at the commercially reasonable rate
prevailing at the time the services were rendered. 100.52(d)(2).
Voter Drive Activity –
Voter identification, voter registration, and get-out-the-vote-drives, or any
other activities that urge the general public to register or vote , or that
promote or oppose a political party, without promoting any federal or
nonfederal candidate. This is a category of allocable activity for mixed
federal / nonfederal party activity sometimes also referred to as a “generic
voter drive”. 106.7(c)(5).
Voter
Identification—With
regard to federal election activity, creating or enhancing voter lists by
verifying or adding information about the voters’ likelihood of voting in an upcoming
election or their likelihood for voting for specific candidates. 100.24(a)(4).
Voter
Registration Activity – In
regard to federal election activity, this means contacting individuals by
telephone, in person or by other individualized means in order to assist them
in registering to vote. This activity includes, but is not limited to, printing
and distributing registration and voting information, providing individuals
with registration forms and assisting individuals with completing and filing
these forms. 100.24(a)(2).